Top concentrated stock management financial advisors in Wilmington, DE
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you hold a large portion of your wealth in a single company's stock, managing that concentration is crucial to avoid sudden financial risks. Without careful planning, you might face significant losses if the stock's value drops or if tax consequences aren't handled properly.
- Risk assessment focus. Look for advisors who evaluate how your concentrated stock fits into your overall financial picture, not just its current value.
- Tax impact strategies. Confirm they understand how to manage capital gains and potential tax events when selling or diversifying your holdings.
- Diversification planning. Ask how they help you gradually reduce stock concentration while balancing your investment goals and risk tolerance.
- Liquidity considerations. Ensure they account for your cash flow needs when recommending stock sales or other moves to avoid forced selling at inopportune times.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
Anthony J
CFP®, Series 66
Wilmington, DE
&PARTNERS
Anthony Juliano specializes in concentrated stock management and private investments, making him well-equipped to handle the risks and tax implications of holding large stock positions in Wilmington, DE. His CFP® certification, flat-fee structure, and experience at a large firm serving diverse clients, including foundations and sovereign wealth funds, distinguish him from other advisors who may focus on smaller client bases or different fee models.
Experience: 7 years
Avg account: $384,909
-
Christopher B
Series 66
Wilmington, DE
Steward Partners Investment Advisory, LLC
Christopher Buckley specializes in concentrated stock management and related areas like business sale tax planning and retirement income strategy, making him well-suited for managing large stock positions in Wilmington, DE. Affiliated with Steward Partners Investment Advisory, a large firm managing $36.7 billion, he offers negotiable flat fees and serves high-net-worth clients, distinguishing him from advisors with smaller practices or different fee structures.
Experience: 8 years
Avg account: $831,870
-
Marco G
Series 65
Wilmington, DE
Creativeone Wealth, LLC
Marco Ginefra specializes in concentrated stock management in Wilmington, DE, leveraging 11 years of experience and a Series 65 designation. His firm, CreativeOne Wealth, LLC, offers a mix of proprietary ETF models, third-party managers, and option-based strategies, with flexible fee structures including flat fees and negotiable rates, catering to executives and business owners seeking tailored portfolio management.
Experience: 11 years
Avg account: $264,766
-
L. D
CFA®, Series 63
Wilmington, DE
Mariner
L. Dorsey specializes in concentrated stock management and offers expertise in private investments and options strategies, making him well-suited for managing large stock positions in Wilmington, DE. With 30 years of experience at Mariner, a large firm serving high-net-worth clients, he provides flat-fee financial planning and integrated tax services, differentiating him through comprehensive, customized portfolio management and coordinated tax strategies.
Experience: 30 years
Avg account: $2,116,909
-
Susan S
Series 63, Series 66
Wilmington, DE
RBC Capital Markets
Susan Sechter specializes in concentrated stock management and tax-loss harvesting, making her well-equipped to handle the risks and tax implications of holding large stock positions in Wilmington, DE. Working at RBC Capital Markets, a large firm offering flat-fee options and a blend of discretionary and non-discretionary portfolio management, she serves diverse clients including executives and business owners, providing a broad range of wealth management services.
Experience: 8 years
Avg account: $1,017,425
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Nicholas M
Series 63, Series 66
Wilmington, DE
J.P. Morgan Securities
Nicholas Mc Glynn is a financial advisor at J.P. Morgan Securities with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at J.P. Morgan Securities since 2012, as well as Wm Financial Services, Inc. since 2004. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.
Douglas B
Series 66
Wilmington, DE
Citigroup Global Markets
Douglas Batten is a financial advisor at Citigroup Global Markets with 19 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2011. Citigroup Global Markets Inc. serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary options, supported by in-house research and complex market roles.
Steven H
Series 65
Wilmington, DE
Riversedge Advisors
Steven Hutchison is a financial advisor at RiversEdge Advisors with a Series 65 credential and three years of industry experience. Prior to joining RiversEdge, he spent 11 years at The Siegfried Group. He is also a partner at RiversEdge Business Services, a public accounting firm. RiversEdge Advisors serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans by offering discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services. The firm’s approach is based on modern portfolio theory and utilizes ETFs, independent managers, and technology integrations to manage client strategies.
Kelly W
CFP®
Wilmington, DE
AlphaCore Capital LLC
Kelly Wilson is a CFP® professional with four years of industry experience, currently serving at AlphaCore Capital LLC since 2026. Prior to this, Kelly spent eight years at Dravo Bay LLC dba Blue Rock Financial Group. AlphaCore Capital LLC is an independent wealth advisory firm with approximately 70 advisors managing around $13 billion in assets. The firm serves individuals, entities, and institutional investors, offering comprehensive financial planning, investment management, retirement plan advisory, and model portfolio services with an emphasis on alternative investments alongside traditional asset classes.
Michael B
PFS™
Wilmington, DE
Cetera
Michael Boyer is a financial advisor at Cetera with the PFS™ designation and one year of industry experience. Prior to joining Cetera, he worked at Avantax Advisory Services and operates his own CPA firm specializing in individual and small business tax returns. Outside of financial advising, he serves as CFO of Ferris Home Improvements, a local company focused on home renovation projects. Cetera is an SEC-registered adviser serving individuals, retirement plans, corporate, charitable, and institutional clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services and employs a multi-manager platform that includes affiliated and unaffiliated third-party managers.
Ethan S
CFP®, Series 65
Auburn Hills, MI
Plante Moran financial advisors
Ethan Siekkinen is a CFP® and holds a Series 65 license, currently serving as a financial advisor with Plante Moran Financial Advisors. He has one year of industry experience and has previously worked at J Wilson Wealth Management and operated Rizzo Lawn Care. Plante Moran Financial Advisors, LLC provides investment advisory, financial planning, and estate planning services to a diverse client base including individual households, institutional clients, and sovereign wealth funds. The firm employs a multi-disciplinary investment process and offers both discretionary and non-discretionary portfolio management, manager search, and tax-lot accounting services.
Stephen H
Series 65
Plano, TX
Fisher Investments
Stephen Harris is a financial advisor at Fisher Investments with a Series 65 designation and one year of industry experience. Prior to joining Fisher Investments in 2023, he worked for Fiba Basketball and East Stroudsburg University. Fisher Investments serves institutional and private clients worldwide, offering discretionary portfolio management across equity, fixed-income, and blended mandates. The firm utilizes a centralized investment process combining quantitative and qualitative research to construct diversified portfolios and provides sub-advisory and retirement plan services.
Jace H
CFP®, Series 63, Series 66
Rockwall, TX
Rockwall Wealth Management
Jace Hart is a CFP® with nine years of industry experience and currently serves as a financial advisor at Rockwall Wealth Management. His prior experience includes roles at Leo Wealth, LPL Financial, and Fidelity Brokerage Services. Rockwall Wealth Management provides portfolio management, financial planning, and consulting services to individuals, trusts, plans, charitable organizations, and businesses. The firm emphasizes diversified, low-cost ETF model portfolios with a focus on tax efficiency, liquidity, and systematic macro tilts, offering both traditional and advanced investment strategies tailored to client objectives.
Barbara B
Series 66
Conshohocken, PA
RBC Capital Markets
Barbara Brewer is a financial advisor at RBC Capital Markets with 20 years of industry experience. She holds a Series 66 designation and has been with RBC Capital Markets Corporation since 2008. RBC Wealth Management, a division of RBC Capital Markets, serves individual investors, institutional clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers various advisory programs with discretionary and non-discretionary portfolio management, financial planning, custody, and brokerage services, tailoring strategies to clients’ Advisory Risk Profiles through a mix of in-house and third-party providers.
Chad C
Series 65
Maumee, OH
Glass City Capital Management, LLC
Chad Clay is the sole advisor at Glass City Capital Management, LLC in Maumee, OH, holding a Series 65 credential with seven years of industry experience. Before founding his firm in 2018, he worked as an investor and previously served for eleven years with the City of Springfield, Illinois Fire Department. His background includes experience as a firefighter and EMT. Glass City Capital Management is an independent, fee-only firm providing discretionary investment management focused on long-term capital appreciation for individuals and various entities. The firm emphasizes a concentrated, actively managed equity strategy built around a core “best ideas” approach, typically holding five to forty individual securities with a preference for large-cap companies.
Advisors focused on
Popular in Wilmington, DE
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)