Top options & derivatives strategies financial advisors in Wilmington, DE
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you trade or invest using options or derivatives, you need an advisor who understands the complex risks and strategies involved. Without this expertise, you might face unexpected losses or miss opportunities to hedge your portfolio effectively.
- Strategy clarity. Ask how they explain the risks and rewards of different options strategies in plain terms you can understand.
- Risk management focus. Confirm they have a clear approach to limiting downside risk while pursuing your financial goals.
- Market condition adaptation. See if they adjust strategies based on changing market volatility and trends, not just fixed formulas.
- Tax implications awareness. Options and derivatives can have unique tax consequences; check how they incorporate this into your overall plan.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Monique H
CFP®, Series 65
Wilmington, DE
AMC Wealth Management, LLC
Monique Holloway's 11 years of experience and CFP® certification equip her to manage options and derivatives strategies effectively in Wilmington, DE. At AMC Wealth Management, she offers discretionary investment management with a strategic asset allocation approach, negotiable fees up to 1.00% AUM or $300 hourly, and serves diverse clients including individuals and trusts, distinguishing her from others by combining active portfolio management with accessible planning.
Experience: 11 years
Avg account: $888,154
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Daniel H
CFP®, Series 63, Series 66
Wilmington, DE
TCFG Investment Advisors, LLC
Daniel Hauschild Jr. in Wilmington, DE, specializes in options and derivatives strategies with 24 years of experience and CFP® certification, offering clear risk management and strategy adaptation. His firm serves diverse clients including high-net-worth individuals and corporations, providing both discretionary and non-discretionary management with a flat-fee option, distinguishing him from others by combining seasoned expertise with flexible fee structures.
Experience: 25 years
Avg account: $273,955
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John B
ChFC®, Series 66
Wilmington, DE
Sovereign Financial Group, Inc.
John Buoni specializes in options and derivatives strategies in Wilmington, DE, backed by 28 years of experience and credentials including ChFC® and Series 66. His firm, Sovereign Financial Group, offers a long-term investment approach with diversified mutual funds, ETFs, and alternative strategies, providing flat-fee and negotiable AUM pricing that may suit clients seeking tailored risk management and tax-aware planning.
Experience: 28 years
Avg account: $825,756
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Bradley W
CFA®, Series 63, Series 65
Wilmington, DE
Regal Investment Advisors LLC
Bradley Wallick specializes in options and derivatives strategies with 13 years of experience and holds the CFA® designation, making him well-equipped to manage complex risk and strategy clarity in Wilmington, DE. His firm, Regal Investment Advisors LLC, offers both flat-fee and AUM-based pricing, serving individual, charitable, and corporate clients with discretionary management and proprietary model portfolios, distinguishing him from advisors with more limited fee structures or client types.
Experience: 14 years
Avg account: $332,705
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Aileen D
Series 63, Series 65
Wilmington, DE
Ashton Thomas Securities, LLC
Aileen De Froda specializes in options and derivatives strategies in Wilmington, DE, backed by 18 years of experience and Series 63 and 65 licenses. She operates independently with a flat-fee structure at Ashton Thomas Securities, which manages $1.72 billion for diverse clients, offering both discretionary and non-discretionary portfolio management alongside retirement plan consulting.
Experience: 19 years
Avg account: $814,843
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Nicholas M
Series 63, Series 66
Wilmington, DE
J.P. Morgan Securities
Nicholas Mc Glynn is a financial advisor at J.P. Morgan Securities with 24 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at J.P. Morgan Securities since 2012, as well as Wm Financial Services, Inc. since 2004. J.P. Morgan Securities provides investment consulting and advisory services primarily to institutional clients and retirement plan sponsors. The firm combines quantitative asset-allocation modeling with centralized due diligence and applies an ESG eligibility framework when recommending strategies.
Douglas B
Series 66
Wilmington, DE
Citigroup Global Markets
Douglas Batten is a financial advisor at Citigroup Global Markets with 19 years of industry experience. He holds a Series 66 designation and has been with Citigroup Global Markets since 2011. Citigroup Global Markets Inc. serves individual and institutional clients across various wealth segments, offering a broad range of investment advisory programs and brokerage services. The firm employs multi-asset, multi-manager strategies with both discretionary and non-discretionary options, supported by in-house research and complex market roles.
Steven H
Series 65
Wilmington, DE
Riversedge Advisors
Steven Hutchison is a financial advisor at RiversEdge Advisors with a Series 65 credential and three years of industry experience. Prior to joining RiversEdge, he spent 11 years at The Siegfried Group. He is also a partner at RiversEdge Business Services, a public accounting firm. RiversEdge Advisors serves individuals, high-net-worth clients, families, trusts, estates, businesses, and retirement plans by offering discretionary and non-discretionary investment management, financial planning, and retirement-plan advisory services. The firm’s approach is based on modern portfolio theory and utilizes ETFs, independent managers, and technology integrations to manage client strategies.
Kelly W
CFP®
Wilmington, DE
AlphaCore Capital LLC
Kelly Wilson is a CFP® professional with four years of industry experience, currently serving at AlphaCore Capital LLC. Prior to joining AlphaCore in 2026, Wilson worked for eight years at Dravo Bay LLC dba Blue Rock Financial Group and has experience with the American Heart Association and University of Delaware. AlphaCore Capital LLC is an independent wealth advisory firm serving individual, high-net-worth, entity, and institutional clients. The firm provides comprehensive wealth planning and investment management, emphasizing both traditional and alternative investment strategies to achieve diversified portfolio resilience.
Michael B
PFS™
Wilmington, DE
Cetera
Michael Boyer is a financial advisor at Cetera with the PFS™ designation and one year of industry experience. Prior to joining Cetera, he worked at Avantax Advisory Services and operates his own CPA firm specializing in individual and small business tax returns. Outside of financial advising, he serves as CFO of Ferris Home Improvements, a local company focused on home renovation projects. Cetera is an SEC-registered adviser serving individuals, retirement plans, corporate, charitable, and institutional clients through a large network of independent advisors. The firm offers a range of portfolio management and financial planning services and employs a multi-manager platform that includes affiliated and unaffiliated third-party managers.
Edwina M
Series 65
Cincinnati, OH
Waverly Advisors, LLC
Edwina Martin is a Series 65 licensed financial advisor with two years of industry experience, currently with Waverly Advisors, LLC. She previously worked at 9258 Wealth Management for five years and was employed at Teradata Corp for eleven years. Martin also serves as assistant director of tax planning at 9258 Tax and Planning, a non-investment related business. Waverly Advisors is a multi-team registered investment adviser managing portfolios for individuals, retirement plans, and pooled investment vehicles. The firm combines traditional equity and fixed-income strategies with alternative and private-market allocations, offering a range of investment management and financial planning services.
Craig M
Series 63, Series 65
Columbia, SC
Capital Investment Advisory Services, LLC
Craig Mcdaniel Jr. is a financial advisor with Capital Investment Advisory Services, LLC in Columbia, SC. He holds Series 63 and Series 65 licenses and has 13 years of industry experience. He has been with Capital Investment Group, Inc. and The McDaniel Corporation since 2012. Outside of his advisory role, he is involved in life insurance sales and serves as an independent agent for annuities and related products. Capital Investment Advisory Services, LLC provides investment advisory and supervisory services to individuals, retirement plans, corporations, trusts, estates, and charitable organizations. The firm offers customized investment management through discretionary mandates, third-party managers, and private-label model portfolios, using a blend of analytical methods with ongoing portfolio monitoring.
Alan T
Series 63, Series 65
Los Angeles, CA
Regal Investment Advisors LLC
Alan Toman is a financial advisor with Regal Investment Advisors LLC in Los Angeles, CA, holding Series 63 and Series 65 licenses and having nine years of industry experience. He has worked at Regal Investment Advisors since 2018 and has prior experience with Lincoln Financial Securities Corporation and Bankers Life. Outside of his advisory role, Toman is active in the insurance sector, offering accident and health insurance, fixed and indexed annuities, and traditional life insurance products through American Senior Benefits and as an insurance agent. Regal Investment Advisors LLC provides discretionary investment management services to independent advisers and other registered advisers, serving a diverse client base including individuals, charitable organizations, and businesses. The firm offers proprietary and third-party model portfolios across various asset classes, with advisers selecting allocations and granting Regal authority to implement and manage strategies.
Ethan S
CFP®, Series 65
Auburn Hills, MI
Plante Moran financial advisors
Ethan Siekkinen is a CFP® and holds a Series 65 license, currently serving as a financial advisor with Plante Moran Financial Advisors. He has one year of industry experience and has previously worked at J Wilson Wealth Management and operated Rizzo Lawn Care. Plante Moran Financial Advisors, LLC provides investment advisory, financial planning, and estate planning services to a diverse client base including individual households, institutional clients, and sovereign wealth funds. The firm employs a multi-disciplinary investment process and offers both discretionary and non-discretionary portfolio management, manager search, and tax-lot accounting services.
Stephen H
Series 65
Plano, TX
Fisher Investments
Stephen Harris is a financial advisor at Fisher Investments with a Series 65 designation and one year of industry experience. Prior to joining Fisher Investments in 2023, he worked for Fiba Basketball and East Stroudsburg University. Fisher Investments serves institutional and private clients worldwide, offering discretionary portfolio management across equity, fixed-income, and blended mandates. The firm utilizes a centralized investment process combining quantitative and qualitative research to construct diversified portfolios and provides sub-advisory and retirement plan services.
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