A complete list of active advisors currently associated with 1-800-401K Plan.com, LLC

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1-800-401K Plan.com, LLC serves individuals as well as business entities, trusts, estates and charitable organizations, providing discretionary and non-discretionary investment advisory services, retirement planning, and financial planning and consulting when requested. The firm is a solo- practitioner registered investment adviser that manages approximately $13.9 million on a limited number of client accounts. The firm’s retirement plan work uses a quantitatively scored questionnaire and a disciplined interview process to determine a participant’s portfolio style and risk tolerance, and portfolios are typically allocated to mutual funds with occasional individual securities (generally company stock in unitized form). For managed accounts the firm implements a mix of long-term, short-term and trading strategies and uses charting, fundamental and technical analysis while conducting ongoing monitoring and periodic reviews. Compared with many peers, the brochure discloses significant emphasis on 401(k)/403(b)/457 plan management and consulting and on serving business and organizational clients — services that are less common among independent solo advisers. The firm also notes a significant non‑U.S. client presence and maintains a trade-error policy that reimburses client losses from its errors while reconciling gains and losses through the custodian account, both details that distinguish its operational disclosures from many small advisers.

To learn more about the advisors currently working at 1-800-401K Plan.com, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.