10th Street Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
10th Street Capital provides ongoing discretionary portfolio management and financial planning to families, small business owners, and high-net-worth individuals, preparing written Investment Policy Statements to align portfolios with clients’ goals, time horizons, and risk tolerance. The firm also offers planning engagements on an hourly, fixed-fee, or retainer basis and includes insurance products, such as annuities, among the services it can recommend.
The firm primarily employs a passive approach, operating five model portfolios that use ETFs to represent nine asset classes and that are allocated using modern portfolio theory and clients’ risk-tolerance questionnaires; it may also use other securities for diversification and implements both long- and short-term trading when appropriate. Client risk profiles and investment guidelines are documented in written IPSs, and the adviser typically operates with discretionary trading authority to execute the agreed strategy.
A distinguishing feature is that the firm is structured as an insurance company and its adviser is a licensed insurance agent—an arrangement that is uncommon among independent advisory firms and that the brochure identifies as a potential conflict of interest to be managed through disclosure and review. The firm’s relatively small scale (about $8 million in discretionary assets and roughly 20 client accounts) together with its explicit use of insurance products and precious-metal ETFs in its investable universe sets it apart from many peers that focus exclusively on traditional mutual funds and broad-market ETFs.
Client services
Expertise
Occupation focus
Fee options
One-time fixed fees between $3,000 and $20,000
$0 - $2,500,000: 0.75% $2,500,001 - $7,500,000: 0.50% $7,500,001+: 0.25%
$300 per hour
Retainer fees between $3,000 and $20,000 based on duration and scope, paid quarterly in advance
Account minimum: $5,000
Main office
Philadelphia PA
Advisors at this office
1
Most active in
New Jersey · Pennsylvania
Also doing business as
10 Th Street Capital · 10 Th Street Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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