1230 Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
1230 Advisors provides wealth management services to individuals, high-net-worth clients, trusts and estates, offering investment management and financial planning on both discretionary and non-discretionary bases. The firm charges percentage-of-AUM advisory fees and does not place client assets in wrap-fee programs.
The firm builds customized, primarily long-term portfolios using ETFs, mutual funds, individual equities and fixed income, and may employ covered options, limited partnerships, structured products and cash positions when appropriate; investment selections are made following internal due diligence and a mix of fundamental and technical analysis. While focused on long-term objectives, the advisor will trade more actively to rebalance, realize gains or losses, address tax considerations, or meet client liquidity needs.
Compared with many independent advisory practices, the firm manages roughly $106.2 million for about 30 clients, with a substantial portion of assets overseen on a non-discretionary basis—an uncommon level of AUM concentration for a small practice. The firm maintains an institutional relationship with a major custodian that provides operational tools and economic benefits; the arrangement is disclosed as a potential conflict and is integrated into the firm’s operational and custody decisions.
Client services
Expertise
Fee options
0.65% to 2.00% annually
Main office
25 Autumn Ridge Road
Pound Ridge NY 10576
Advisors at this office
1
Most active in
Florida · New Jersey · New York
Also doing business as
1230 Advisors, LLC · 1230 Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")