133 Legacy
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,274,387
Clients
33
Advisors
1
of 1 employees
About
The firm provides discretionary asset management, financial planning, and ERISA plan advisory services to a mix of individual investors, high‑net‑worth clients, trusts or estates, and corporate clients. It also serves as a limited‑scope ERISA 3(21) fiduciary for retirement plans, offering investment policy assistance, participant education, and periodic monitoring reports.
Investment programs are implemented on a discretionary basis and are tailored using techniques such as Monte Carlo planning, fundamental and technical analysis, and periodic rebalancing with quarterly reviews. The brochure discloses use of options and other derivative strategies and discusses related risks, indicating the firm may incorporate derivatives in managed accounts as part of its investment approach.
Noteworthy for a small independent adviser, the firm’s principal is a licensed insurance agent and the adviser discloses that insurance products may be offered for separate compensation, a potential conflict that the firm describes and seeks to mitigate. The combination of corporate/pension plan work (including ERISA 3(21) consulting) alongside individual wealth management and disclosed use of derivatives distinguishes its service mix from many peers.
Client services
Expertise
Fee options
Financial planning fees are negotiable with a maximum of $10,000
2.00% annually
Main office
Campobello SC
Advisors at this office
1
Most active in
Florida · North Carolina · South Carolina
Also doing business as
133 Legacy · 133 Legacy Planning Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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