Philadelphia, PA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
1st Financial Investment, Inc.
Team
Firm-wide stats for 1st Financial Investment, Inc.
About
1 Financial Investment, Inc. provides personalized financial planning and investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, and small businesses. Services are delivered through consultations and separately managed accounts, and the firm states that it provides investment advice on a non‑discretionary basis so clients retain final trading authority.
The firm describes a strategic core‑and‑satellite asset‑allocation approach that typically uses passive index funds and ETFs as the core and active managers or satellite holdings where appropriate, supported by fundamental, technical and cyclical analysis and periodic investment policy statements. As of the firm’s December 31, 2025 disclosure, it reported about $16.5 million in total advisory assets, with roughly $15.7 million placed with outside independent third‑party money managers and about $782,150 managed directly in‑house; the firm monitors outside managers for adherence to stated strategies while maintaining its non‑discretionary role for client decisions.
Several operational features in the brochure are less common among comparable team firms: the firm is affiliated with other businesses (including an insurance general agency and a tax‑preparation entity under its ownership structure), and some advisory personnel also act as registered representatives of broker‑dealers, licensed insurance agents, or CPAs, with those relationships disclosed in its Form ADV. The brochure also notes activities that are not universal for peers — publishing newsletters, offering educational seminars and workshops, participating in a college tuition rewards program (Sage Tuition Rewards), and sponsoring wrap‑fee programs — all of which the firm discloses as potential sources of additional compensation or referral linkages.
Based on 1st Financial Investment, Inc.
Expertise
Based on 1st Financial Investment, Inc.
Location
Philadelphia PA
Advisors at this office
3
Advisors at this office
Adam G
Philadelphia, PA
1st Financial Investment, Inc.
Adam Goldstein is a financial advisor with 6 years of industry experience, currently with 1st Financial Investment, Inc. He also operates AG Consulting, LLC, where he works as a Certified Public Accountant specializing in accounting, audits, and forensic audits. His prior experience includes roles at Golden Card Breaks and Valuation Research Corp. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a strategic core-and-satellite asset allocation approach, combining passive index funds and ETFs with active managers, and offers investment advice on a non-discretionary basis.
Heath G
Series 63, Series 66
Philadelphia, PA
1st Financial Investment, Inc.
Heath Goldstein is a financial advisor with 1st Financial Investment, Inc. in Philadelphia, PA, holding Series 63 and Series 66 designations and bringing 25 years of industry experience. His background includes roles at Vestech Securities Inc. and engagement with multiple financial and insurance businesses. Outside of advising, he is active in volunteer emergency services and serves in leadership roles with the Chinchilla Hose Company, amateur radio and pilot clubs, and holds elected office as a judge of elections. 1st Financial Investment, Inc. provides personalized financial planning and investment management to individuals, pension plans, trusts, estates, and small businesses. The firm employs a strategic core-and-satellite asset allocation approach using passive index funds and ETFs complemented by active management where appropriate, with advisory services delivered on a non-discretionary basis.
Jordan G
Philadelphia, PA
1st Financial Investment, Inc.
Jordan Goldstein is a financial advisor with 10 years of industry experience, currently associated with 1st Financial Investment, Inc. He holds credentials as a CPA and IT Auditor Manager and serves as a board member of 1st Financial Investments, Inc. Goldstein's prior work includes roles at Endo Pharmaceuticals, Inc., Delaware River Port Authority, and Clarivate, Inc., among others. He also operates JGold Consulting, LLC. 1st Financial Investment, Inc. provides personalized financial planning and investment management services to individuals, pension and profit-sharing plans, trusts, estates, and small businesses. The firm employs a strategic core-and-satellite asset-allocation approach combining passive index funds and ETFs with active managers, offering advice on a non-discretionary basis while monitoring outside money managers.
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