2201 Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
2201 Capital, LLC provides discretionary portfolio management and investment advisory services to a very small client base that the brochure lists as individuals, high‑net‑worth individuals, charitable organizations, and business entities; the firm reports $40 million in discretionary assets under management for five clients. It prepares an Investment Policy Statement for each client and handles asset allocation, security selection, and regular portfolio monitoring.
The firm employs multiple methods of analysis—fundamental, quantitative, technical, charting, and cyclical—and implements both long‑ and short‑term trading strategies in line with documented client objectives, time horizons, and risk tolerances. 2201 Capital states it operates under fiduciary standards, seeks fair allocation of investment opportunities among clients, and maintains quarterly account reviews and monthly custodian reporting.
Notable from the brochure are principals’ outside industry roles: one principal maintains a law practice and acts as a real estate broker, and another principal owns an exempt reporting adviser and serves as manager and director of a private fund, all of which the firm discloses as potential conflicts of interest. The firm also requires use of specified custodians (Schwab Institutional and Interactive Brokers), does not participate in wrap fee programs, and discloses that client participation in affiliated offerings is voluntary.
Client services
Expertise
Occupation focus
Fee options
1.25% annually for all assets
Main office
See office131 W 33 St, Suite 10 D
New York NY 10001
Advisors at this office
1
Offices (2)
Most active in
Arizona · Massachusetts · New York
Also doing business as
2201 Capital, LLC · Sfz Capital
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Tariq S
Series 65
New York, NY
2201 Capital, LLC
Tariq Siyam is a financial advisor at 2201 Capital, LLC with a Series 65 designation and one year of industry experience. His prior experience includes six years at Hoopoe Advisors and two years at Cayan Group. Outside of his advisory role, he is involved with 0 Wellesley St LLC. 2201 Capital, LLC provides discretionary portfolio management and investment advisory services to a small client base, including individuals, high-net-worth individuals, charitable organizations, and business entities. The firm uses a variety of analytical methods and both long- and short-term trading strategies to align with client objectives and risk tolerances.
Omar B
CFA®
Scottsdale, AZ
2201 Capital, LLC
Omar Bassal is a CFA® charterholder affiliated with 2201 Capital, LLC in Scottsdale, AZ. He began his career in the financial industry in 2020 at Shukr Investments and has been with 2201 Capital since 2026. Bassal has a total of over a decade of experience including a prior role at Masic from 2011 to 2020. 2201 Capital, LLC provides discretionary portfolio management and investment advisory services to a small client base consisting of individuals, high-net-worth individuals, charitable organizations, and business entities. The firm employs multiple analytical methods and trading strategies tailored to client objectives, maintains fiduciary standards, and conducts regular portfolio reviews and reporting.
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