A complete list of active advisors currently associated with 2pifinancial Corp.
Warmer can help you find a great advisor at 2pifinancial Corp. or one who fits your needs even better.
2pifinancial provides discretionary investment management and portfolio monitoring to individuals, high‑net‑worth individuals, trusts, small businesses and estates. The firm does not sponsor wrap fee programs, does not impose an account minimum, and currently manages about $1.5 million in discretionary client assets across a small client base. The firm’s investment process is individualized and discretionary: client objectives, time horizon and risk tolerance are documented and strategies are implemented using a mix of fundamental, technical, charting and cyclical analysis, with clients able to impose written restrictions. Custody and trade execution are conducted through Schwab Advisor Services, advisory fees are billed quarterly in arrears and accounts are reviewed at least quarterly or more frequently as market conditions warrant. Distinctive features include a very small AUM and client count relative to peers in the supported advisor category while maintaining multiple offices, and a principal who is the majority owner and Chief Compliance Officer with advanced academic credentials (PhD and MBA) and prior senior risk‑management roles at large trading firms and involvement in academic advising. The firm requires clients to custody assets at Schwab (noting related support services and potential soft‑dollar benefits) and does not vote client proxies, leaving proxy voting to clients.
To learn more about the advisors currently working at 2pifinancial Corp., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Charlotte, NC
| 3
| |
Charlotte, NC
| 0
|
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