3 Peaks Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$52,393,064
Clients
280
Advisors
2
of 3 employees
About
3 Peaks Financial Advisors serves individual and high‑net‑worth clients as well as charitable organizations, providing ongoing portfolio management (both discretionary and non‑discretionary), financial planning (one‑time, hourly, and ongoing maintenance) and referrals to third‑party money managers. The firm documents client objectives and risk tolerances in an Investment Policy Statement and may combine model allocations with customized recommendations for each household.
The firm’s investment process emphasizes asset allocation and periodic monitoring — accounts are reviewed at least quarterly with rebalancing at least semiannually or as needed — and 3 Peaks draws on multiple analysis methods (cyclical, fundamental, modern portfolio theory, quantitative and technical). In its higher‑tier Premier Investment Plan the firm uses equity funds, fixed income and market‑linked notes/structured products with stated downside protection as part of its growth and protection mix, and it limits its advice primarily to mutual funds, ETFs, equities, fixed income and insurance products.
A distinctive feature disclosed in the brochure is the firm’s affiliation with insurance activities and broker‑dealer registration: the principal is a licensed insurance agent and registered representative, and the firm offers commissionable insurance and annuity products while also providing advisory services. The firm requires clients to custody assets at LPL Financial, which the brochure notes can limit available product choices and creates potential conflicts (including past transition assistance and soft‑dollar benefits), matters the firm discloses and says it addresses through disclosure and fee‑offset practices.
Client services
Expertise
Fee options
Financial planning initial setup fee from $1,500 to $5,500, paid 50% in advance and 50% upon completion.
$0 - $25,000: OMP 1.60%, PAAM 1.65%, CAAM 2.05%, USB 0.50%, NMF 0.75% $25,000 - $50,000: OMP 1.40%, PAAM 1.45%, CAAM 1.90%, USB 0.25%, NMF 0.70% $50,000 - $100,000: OMP 1.30%, PAAM 1.35%, CAAM 1.75%, USB 0.23%, NMF 0.65% $100,000 - $150,000: OMP 1.20%, PAAM 1.25%, CAAM 1.60%, USB 0.21%, NMF 0.60% $150,000 - $250,000: OMP 1.15%, PAAM 1.20%, CAAM 1.45%, USB 0.19%, NMF 0.55% $250,000 - $500,000: OMP 1.10%, PAAM 1.15%, CAAM 1.35%, USB 0.17%, NMF 0.50% $500,000 - $750,000: OMP 1.05%, PAAM 1.10%, CAAM 1.25%, USB 0.15%, NMF 0.45% $750,000 - $1,000,000: OMP 1.00%, PAAM 1.05%, CAAM 1.15%, USB 0.13%, NMF 0.40% $1,000,000 - $1,500,000: OMP 0.90%, PAAM 0.95%, CAAM 1.05%, USB 0.11%, NMF 0.35% $1,500,000 - $2,000,000: OMP 0.80%, PAAM 0.85%, CAAM 1.00%, USB 0.09%, NMF 0.30% $2,000,000 - $5,000,000: OMP 0.70%, PAAM 0.75%, CAAM 0.95%, USB 0.07%, NMF 0.25% $5,000,000 - $10,000,000: OMP 0.60%, PAAM 0.65%, CAAM 0.90%, USB 0.05%, NMF 0.20% $10,000,000+: OMP Negotiable, PAAM Negotiable, CAAM Negotiable, USB Negotiable, NMF Negotiable
Commission from sale of investment and insurance products accepted by certain representatives; conflicts disclosed; commissions are not primary compensation; advisory fees reduced to offset commissions.
Hourly fee for financial consulting services is $200 per hour, negotiable.
Ongoing financial planning fees paid quarterly in advance, ranging from $0 to $200 depending on assets under management and service features.
Account minimum: $25,000 Fee-only: Fixed Fees for financial planning range from $1,500 to $5,500 for initial plan setup. Ongoing fixed planning fees quarterly: $100 to $200 depending on AUM and services. Hourly financial planning fee is $200/hour.
Main office
2677 E 17th Street, Suite 100
Ammon ID 83406
Advisors at this office
2
Most active in
Arizona · Idaho · Montana · Utah · Washington
Also doing business as
3 Peaks Financial · 3 Peaks Financial Advisors, LLC · 3 Peaks Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Shane H
Series 63, Series 65
Ammon, ID
3 Peaks Financial
Shane Hill is a financial advisor at 3 Peaks Financial with 31 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked with LPL Financial and Independent Financial Partners. Outside of his advisory work, he is the founder and owner of a musical group and is involved with Lucky Disc Golf. 3 Peaks Financial Advisors serves individual and high-net-worth clients as well as charitable organizations, offering portfolio management, financial planning, and referrals to third-party money managers. The firm emphasizes asset allocation and periodic account monitoring, combining various analysis methods to tailor investment strategies.
Connor D
Series 65
Ammon, ID
3 Peaks Financial
Connor Dye is a financial advisor at 3 Peaks Financial with five years of industry experience. He holds a Series 65 designation and previously worked at Mountain America Credit Union. Dye is also a licensed insurance producer, offering life, disability, long-term care, and Medicare supplement insurance products through LPL-affiliated companies. 3 Peaks Financial Advisors serves individual and high-net-worth clients and charitable organizations, providing portfolio management, financial planning, and referrals to third-party money managers. The firm’s investment approach emphasizes asset allocation, regular account monitoring, and a combination of model and customized recommendations.
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