364 Investing, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
364 Investing, LLC provides portfolio management and financial planning services to individuals, high‑net‑worth individuals, and charitable organizations. Services include ongoing discretionary and non‑discretionary portfolio management with a written Investment Policy Statement, plus standalone financial plans; the firm typically invests in mutual funds, equities, ETFs and option strategies.
The firm combines charting, fundamental and technical analysis with modern portfolio theory to set asset allocation and select securities, and it generally seeks discretionary authority to implement and monitor client portfolios on a regular basis. Clients receive periodic reporting through the custodian and the adviser documents risk tolerances and investment objectives in each client’s plan.
Distinctive features include the firm’s use of performance‑based fees for qualified clients — a practice that is uncommon among independent advisers — while simultaneously managing accounts billed on traditional asset‑based fees and documenting measures to address the resulting conflicts. The firm’s emphasis on options trading, including selling covered calls and put options (notably on certain leveraged ETF families), combined with its performance‑fee offering, makes its strategy atypical compared with many peers.
Client services
Expertise
Occupation focus
Fee options
Negotiated fixed fees for financial planning between $150 and $7,200
2.00% annually for all assets
$300 per hour for financial planning services
For Qualified Clients: 2.00% annual management fee plus 20.00% performance fee on capital appreciation with a high water mark
Account minimum: $2,500.00 (may be waived at discretion)
Main office
Northport AL
Advisors at this office
1
Most active in
Alabama · Texas
Disclosures
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Business activities & affiliations
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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