3CM Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
3CM Capital Management is a single-advisor registered investment adviser that serves individuals (including high-net-worth clients), corporations and small businesses, offering discretionary and non-discretionary portfolio management, financial planning, financial consulting, and referrals to third‑party advisers. Like many independent firms, it bills asset-based advisory fees and tailors its services to each client's objectives and risk tolerance.
The firm typically implements client strategies under discretionary authority when engaged and uses a mix of approaches — including Modern Portfolio Theory, technical methods (charting and cyclical analysis), long- and short-term positions, option-writing and futures — and may engage in occasional frequent trading. It may also place certain client assets with third‑party managers (disclosing Zacks Investment Management as a specifically referenced option) and conducts account reviews at least quarterly with additional reviews for life changes or market events.
Notable distinctions include that the firm’s principal is separately licensed as an independent insurance agent and may receive commission-based compensation for insurance sales in addition to advisory fees, a conflict of interest the brochure discloses. The firm also participates in industry educational programs and workshops through its custodial and industry relationships and provides ongoing financial-management support to clients, features that are less common among similarly sized independent advisers.
Client services
Expertise
Fee options
Fixed fee for financial planning services ranging from $500 to $1,500
$0 - $250,000: 1.20% $250,000 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.80% $5,000,000+: 0.60%
Separate commission-based compensation for insurance products sold by affiliated independent insurance agent
Financial consulting hourly fee of $250, negotiable
Monthly fee of $99 for ongoing financial management and budgeting services
Minimum fee: Minimum annual fee of $180 per account, billed monthly at $15 per month Fee-only: Financial planning fixed fees range from $500 to $1,500, monthly ongoing financial plan management fee of $99; financial consulting hourly fee of $250
Main office
North Canton OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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