3i Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$27,984,835
Clients
109
Advisors
1
of 1 employees
About
3i Wealth Management primarily serves individual and high‑net‑worth clients with ongoing portfolio management and financial planning, and also offers business and tax advisory services — including accounting, tax preparation, tax resolution, and forensic accounting — to small businesses and individuals. Client relationships are documented with an Investment Policy Statement and the firm generally manages accounts on a discretionary basis.
The firm combines modern portfolio theory and fundamental analysis with a long‑term trading approach, constructing individualized asset allocations and conducting quarterly reviews. It offers specialized strategies that explicitly incorporate derivatives and hedging (including derivative‑linked instruments intended for income generation and downside protection) alongside equities, fixed income, ETFs and other conventional securities.
Notable distinctions include an affiliation with other investment entities (Hedged Alpha Capital Management and a related fund) and the availability of in‑house accounting and forensic tax services, services the firm discloses may create conflicts of interest. Its use of derivative‑based, hedged strategies and these non‑investment services is uncommon among solo independent advisers of similar size and are described in the firm’s ADV.
Client services
Expertise
Fee options
One-time upfront fee of $1,500 (waivable); Financial planning fixed fees range from $1,800 to $6,000
$0 - $275,000: Fixed $2,500 annual fee (negotiable) $275,001+: 1.00% annually (flat fee for standard portfolio management) All assets+: 1.50% annually for Specialized Investment Strategies
Account minimum: $100,000 (may be waived at 3i Wealth Management's discretion) Minimum fee: Clients with assets of $275,000 or less pay a fixed annual fee of $2,500 (negotiable)
Main office
124 Fairfield Road
Fairfield NJ 07004
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)