3Roots Wealth Partners LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$86,748,755
Clients
106
Advisors
3
of 3 employees
About
3Roots Wealth Partners is a registered investment adviser that delivers discretionary investment management and financial planning services, including management of held‑away retirement accounts using the fintech “Pontera” and consulting for pension and profit‑sharing plans and other businesses. The brochure lists services for individuals as well, but the firm also highlights plan‑ and business‑oriented engagements alongside individualized portfolio management.
The firm’s investment process references modern portfolio theory alongside fundamental, technical, cyclical, and charting analyses and includes the use of direct indexing strategies for customized index exposure, tax‑loss harvesting, and factor tilts. Adviser may also recommend third‑party managers, uses quantitative portfolio optimization and risk modeling for implementation, and conducts ongoing supervision with periodic rebalancing on a discretionary basis.
Noteworthy disclosures include a small, recently formed advisory team managing roughly $92.6 million across about 106 clients, explicit use of direct indexing and held‑away account tools, an institutional relationship with Altruist for custody and noted soft‑dollar relationships with Schwab, and written Promoter/referral arrangements and insurance licensing that the firm discloses and documents as potential conflicts. These operational details—especially the combination of direct indexing, held‑away management via Pontera, and formal referral agreements—distinguish its practice model relative to many small adviser firms.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.50% $1,000,000 - $5,000,000: 1.00% $5,000,000+: 0.85%
$400 per hour for financial planning services
Main office
6908 E Moreland St.
Scottsdale AZ 85257
Advisors at this office
3
Most active in
Arizona · California · Michigan · Nebraska · New York · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Brandon S
Series 63, Series 65
Scottsdale, AZ
3Roots Wealth Partners LLC
Brandon Scott is a financial advisor at 3Roots Wealth Partners LLC with seven years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Bradley Wealth Management and Orion Advisor Services. 3Roots Wealth Partners is a registered investment adviser offering discretionary investment management and financial planning services to individuals and businesses, including pension and profit-sharing plans. The firm utilizes a range of investment strategies such as modern portfolio theory, direct indexing, tax-loss harvesting, and quantitative risk modeling, managing client portfolios on a discretionary basis.
Jacob H
Series 63, Series 65
Scottsdale, AZ
3Roots Wealth Partners LLC
Jacob Hall is a financial advisor at 3Roots Wealth Partners LLC with eight years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Bradley Wealth Management LLC and Mutual of Omaha. 3Roots Wealth Partners provides discretionary investment management and financial planning services to individuals, pension plans, and profit-sharing plans. The firm employs modern portfolio theory combined with fundamental, technical, cyclical, and charting analyses, using strategies such as direct indexing, tax-loss harvesting, and factor tilts.
Alexander C
CFP®, Series 66
Scottsdale, AZ
3Roots Wealth Partners LLC
Alexander Cohen is a financial advisor at 3Roots Wealth Partners LLC in Scottsdale, AZ, with seven years of industry experience. He holds the CFP® designation and Series 66 license. Prior to joining 3Roots Wealth Partners in 2025, Cohen worked at Bradley Wealth Management, LLC for five years. 3Roots Wealth Partners offers discretionary investment management and financial planning services for individuals and businesses, including management of held-away retirement accounts using the fintech platform Pontera. The firm employs a multi-faceted investment approach incorporating modern portfolio theory, direct indexing strategies, tax-loss harvesting, quantitative portfolio optimization, and ongoing supervisory rebalancing.
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