A complete list of active advisors currently associated with 4 Th River Financial Group, Inc.

Warmer can help you find a great advisor at 4 Th River Financial Group, Inc. or one who fits your needs even better.

4th River Financial Group provides investment supervisory services and financial planning to individuals (including high-net-worth individuals) and business entities, managing roughly 301 client relationships with four advisors and about $66.6 million reported under management. Its services include ongoing portfolio management, creation of individualized Investment Policy Statements, hourly financial planning, and subscription offerings such as a client newsletter. The firm operates primarily on a non‑discretionary basis, requiring clients to respond to trade recommendations and using each client’s Investment Policy Statement to guide portfolio selection and monitoring. It employs a mix of charting, fundamental, technical and cyclical analysis and uses both long‑ and short‑term trading strategies, with accounts reviewed at least quarterly. Noteworthy features relative to many peers are that all reported AUM is non‑discretionary, the firm distributes a newsletter with specific purchase/sale recommendations, and it periodically conducts educational seminars for clients at no additional cost—each item that is relatively uncommon for similarly sized team firms. The firm also requires clients to use its recommended custodian rather than accept directed brokerage, and it does not accept proxy voting or investment discretion for client accounts, which informs how clients interact with portfolio decisions and trade execution.

To learn more about the advisors currently working at 4 Th River Financial Group, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.