A complete list of active advisors currently associated with 401 Financial

Warmer can help you find a great advisor at 401 Financial or one who fits your needs even better.

401 Financial serves individual and high‑net‑worth clients with ongoing financial planning, project‑based consulting, and investment planning. The firm also integrates cryptoasset and onchain asset advisory into clients’ broader plans, providing written or electronic reports and education that cover retirement, tax, estate, employee benefits, and investment analysis. The firm’s investment approach favors passive management using ETFs and mutual funds while applying fundamental and technical analysis for security and crypto research; it discloses use of AI (Claude by Anthropic) to support financial planning and client deliverables. 401 Financial does not take custody of client assets and does not use a percentage‑of‑AUM fee model, instead relying on fixed, hourly, or negotiated arrangements while clients retain implementation control. Distinctive aspects include a formal focus on crypto and onchain asset strategy—portfolio construction, tax and estate considerations, and required client risk acknowledgments—paired with educational offerings such as webinars, onsite coaching, and periodic client education that the firm cites as part of its services. The firm operates as a small, two‑advisor practice with principals who produce industry content and participate in speaking and data‑partnership activities, and it may serve as a beta tester for crypto data providers.

To learn more about the advisors currently working at 401 Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.