46 Peaks Investment Advisory Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
46 Peaks provides advisory services to individuals (including high‑net‑worth and non‑HNW clients), retirement and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discovery analysis, broad financial planning, retirement plan consulting, portfolio management, and the selection and monitoring of separate account managers.
The firm builds client portfolios after gathering suitability information, establishing target long‑term allocations and maintaining tactical intermediate‑term models that can differ from neutral targets based on market views; engagements may be discretionary or non‑discretionary. Investment recommendations commonly include mutual funds, ETFs, interval funds, private placements and third‑party SAMs, and 46 Peaks monitors SAM performance and may reallocate among managers when granted authority.
The brochure discloses that 46 Peaks directly compensates third‑party consultants and solicitors for client referrals and provides solicitor disclosure statements at the time of referral, including potential fee waivers or discounts for solicitors' principals. These paid‑referral arrangements and the firm’s use of standing letters of authorization for third‑party transfers are noted in the brochure and are less common features among similarly supported advisory firms.
Client services
Expertise
Fee options
Discovery Analysis: fixed fee between $1,000 and $5,000; Financial Planning Services may include an initial set-up fee.
$0 - $249,999.99: 1.15% $250,000 - $999,999.99: 0.95% $1,000,000 - $4,999,999.99: 0.60% $5,000,000 - $9,999,999.99: 0.45% $10,000,000+: 0.35%
Financial Planning Services: annual retainer fee billed quarterly in advance between $2,500 and $25,000.
Account minimum: $500,000 Fee-only: Financial Planning Services: annual retainer fee between $2,500 and $25,000 or asset-based fee of 0.15% of total assets; Retirement Plan Consulting Services: fixed fee between $5,000 and $250,000 or asset-based fee from 0.10% to 0.50% of Plan Assets; Discovery Analysis: fixed fee between $1,000 and $5,000; Portfolio Management on tiered basis as detailed.
Main office
760 Newtown Yardley Road, Suite 114
Newtown PA 18940
Advisors at this office
3
Most active in
Florida · New Jersey · New York · Pennsylvania · Texas
Also doing business as
46 Peaks Investment Advisory Group · 46 Peaks LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Louis F
CFP®, ChFC®, Series 63, Series 65
Newtown, PA
46 Peaks Investment Advisory Group
Louis Fancher III is a CFP® and ChFC® with 29 years of experience in the financial industry. He currently serves as an advisor at 46 Peaks Investment Advisory Group, where he has worked since 2020. Prior to that, he held roles at M Holding Securities, Inc. and KB Financial Partners, LLC. Outside of financial advising, he is treasurer of Pediatric Therapeutics, Inc., a contracting agency. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm tailors investment advice based on client objectives and employs a mix of mutual funds, ETFs, and other investment vehicles, typically managing assets on a discretionary basis.
Erik M
CFP®, Series 63, Series 65
Newtown, PA
46 Peaks Investment Advisory Group
Erik Mosholt is a CFP®-certified financial advisor with 34 years of industry experience. He has worked at 46 Peaks Investment Advisory Group since 2020 and previously held roles at M Holding Securities, Inc., KB Financial Partners, LLC, and Equitable Advisors. 46 Peaks Investment Advisory Group provides advisory services to individuals, retirement plans, trusts, charitable organizations, and business entities. The firm focuses on comprehensive financial planning and portfolio management using a mix of mutual funds, ETFs, private placements, and third-party separate account managers.
Brad H
CFP®, Series 63, Series 65
Newtown, PA
46 Peaks Investment Advisory Group
Brad Heindel is a CFP® professional with 27 years of industry experience, currently serving as an advisor at 46 Peaks Investment Advisory Group since 2020. He previously worked at M Holding Securities, Inc. and Kb Financial Partners, LLC from 2012 to 2020. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm uses tailored investment strategies incorporating long-term target allocations and tactical models, typically emphasizing mutual funds and ETFs.
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