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46 Peaks Investment Advisory Group

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Client assets under management

$270,362,586

Clients

135

67% high-net-worth

Advisors

3

of 5 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

More info

Clients per advisor

45

Typical

Average account size

$2,002,686

About

46 Peaks provides advisory services to individuals (including high‑net‑worth and non‑HNW clients), retirement and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discovery analysis, broad financial planning, retirement plan consulting, portfolio management, and the selection and monitoring of separate account managers.

The firm builds client portfolios after gathering suitability information, establishing target long‑term allocations and maintaining tactical intermediate‑term models that can differ from neutral targets based on market views; engagements may be discretionary or non‑discretionary. Investment recommendations commonly include mutual funds, ETFs, interval funds, private placements and third‑party SAMs, and 46 Peaks monitors SAM performance and may reallocate among managers when granted authority.

The brochure discloses that 46 Peaks directly compensates third‑party consultants and solicitors for client referrals and provides solicitor disclosure statements at the time of referral, including potential fee waivers or discounts for solicitors' principals. These paid‑referral arrangements and the firm’s use of standing letters of authorization for third‑party transfers are noted in the brochure and are less common features among similarly supported advisory firms.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Wealth management Retirement income strategy

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Fee options

Fixed

Discovery Analysis: fixed fee between $1,000 and $5,000; Financial Planning Services may include an initial set-up fee.

Percentage

$0 - $249,999.99: 1.15% $250,000 - $999,999.99: 0.95% $1,000,000 - $4,999,999.99: 0.60% $5,000,000 - $9,999,999.99: 0.45% $10,000,000+: 0.35%

Subscriptions

Financial Planning Services: annual retainer fee billed quarterly in advance between $2,500 and $25,000.

Other

Account minimum: $500,000 Fee-only: Financial Planning Services: annual retainer fee between $2,500 and $25,000 or asset-based fee of 0.15% of total assets; Retirement Plan Consulting Services: fixed fee between $5,000 and $250,000 or asset-based fee from 0.10% to 0.50% of Plan Assets; Discovery Analysis: fixed fee between $1,000 and $5,000; Portfolio Management on tiered basis as detailed.

Main office location

46 Peaks Investment Advisory Group

760 Newtown Yardley Road, Suite 114

Newtown PA 18940, United States

Number of offices

3

Most active in

More info

Florida · New Jersey · New York · Pennsylvania · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website 215-497-8310

Advisors at this firm

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user avatar

Louis F

CFP®, ChFC®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Louis Fancher III is a CFP® and ChFC® with 29 years of experience in the financial industry. He currently serves as an advisor at 46 Peaks Investment Advisory Group, where he has worked since 2020. Prior to that, he held roles at M Holding Securities, Inc. and KB Financial Partners, LLC. Outside of financial advising, he is treasurer of Pediatric Therapeutics, Inc., a contracting agency. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm tailors investment advice based on client objectives and employs a mix of mutual funds, ETFs, and other investment vehicles, typically managing assets on a discretionary basis.

Wealth management Retirement income strategy
user avatar

Erik M

CFP®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Erik Mosholt is a CFP® professional with 33 years of experience in the financial industry. He is currently with 46 Peaks Investment Advisory Group, where he has worked since 2020. His prior experience includes roles at M Holding Securities, Inc. and Kb Financial Partners, LLC. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management services for individuals, trusts, estates, charitable organizations, and business entities. The firm emphasizes tailored investment advice using a combination of valuation, expected-return, diversification, and technical analyses, typically implementing portfolios with mutual funds and ETFs on a discretionary basis.

Wealth management Retirement income strategy
user avatar

Brad H

CFP®, Series 63, Series 65

Newtown, PA

46 Peaks Investment Advisory Group

Brad Heindel is a CFP® professional with 27 years of industry experience, currently serving as an advisor at 46 Peaks Investment Advisory Group since 2020. He previously worked at M Holding Securities, Inc. and Kb Financial Partners, LLC from 2012 to 2020. 46 Peaks Investment Advisory Group provides comprehensive financial planning, retirement-plan consulting, and portfolio management for individuals, trusts, estates, charitable organizations, and business entities. The firm uses tailored investment strategies incorporating long-term target allocations and tactical models, typically emphasizing mutual funds and ETFs.

Wealth management Retirement income strategy
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