4D Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
4D Financial Advisors provides discretionary investment management and financial planning services to individual clients, including high-net-worth individuals. The firm documents each client’s goals and risk tolerance in an Investment Policy Statement and offers both ongoing wealth management and one-time financial plans.
The firm follows a long-term, globally diversified approach and sets target asset allocations with client input, seeking discretionary authority to implement portfolios. Its investment process draws on charting, fundamental, technical and cyclical analysis and may, when appropriate, employ higher-risk strategies such as margin, options writing, short sales and access to hedge funds.
Principal Jeffrey Dvorak (CFP®, CPWA®) personally conducts account reviews and typically meets financial-planning clients in person on a quarterly basis, and 4D manages client assets internally rather than using third‑party managers. The firm also coordinates estate‑planning work with attorneys and assists with insurance sourcing, and uses a tiered fixed-fee structure for combined planning and management rather than relying solely on a simple percentage-of-assets model.
Client services
Expertise
Fee options
Fixed fees for financial planning and specific projects, starting at $4,000 for one-time financial plans
$0 - $500,000: $1,250 quarterly $500,001 - $1,000,000: Up to $2,125 quarterly $1,000,001 - $1,500,000: Up to $2,875 quarterly $1,500,001 - $2,000,000: Up to $3,625 quarterly $2,000,001 - $3,000,000: Up to $5,125 quarterly $3,000,001+: $5,125 quarterly plus 0.0875% annually on assets above $3 million
Minimum fee: Quarterly fees ranging from $1,250 for accounts $0 to $500,000 up to $5,125 for $3 million and above plus 0.0875% above $3 million Fee-only: One-time financial plan fees starting at $4,000
Main office
2 S421 Canterbury Ct.
Glen Ellyn IL 60137
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")