5
55 Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm is a state-registered investment adviser that provides tailored investment advisory and financial planning services to individuals, high‑net‑worth and accredited investors through managed accounts on both discretionary and non‑discretionary bases. It requires a $500,000 account minimum and, as a newly formed adviser, currently reports no assets under management.
Its investment process focuses on aligning asset allocation and strategy with clients’ time horizon, risk tolerance, and objectives, employing techniques such as asset allocation, dollar‑cost averaging, technical analysis, and a mix of short‑ and long‑term purchases. The firm performs suitability checks and periodic due diligence, conducts quarterly account reviews, and reviews service providers — including oversight of providers that incorporate artificial intelligence or machine‑learning components.
A distinctive feature disclosed in the brochure is that the firm’s principal is also a licensed insurance agent who may offer commissionable insurance products to clients, an activity the firm notes can create conflicts of interest and limits to no more than 30% of the principal’s time. The combination of being newly established with a single adviser, no AUM, and an explicit insurance‑agency relationship — along with a recommended custodian relationship and stated AI oversight practices — differentiates the firm from many peers.
Client services
Portfolio management
Expertise
Annuities
Wealth management
Fee options
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.25%
Account minimum: $500,000 Fee-only: Annual fees range from 0.25% to 1.25% based on asset tiers; fees charged quarterly in advance; consulting services included.
Main office location
55 Wealth
Haubstadt IN, United States
Number of offices
1
Most active in
55 Wealth has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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