5thn Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides ongoing, discretionary portfolio management to individuals, trusts, organizations and other registered investment advisers, using a percentage-of-assets billing model. It operates as a solo advisory practice and states that it does not sell annuities, insurance, or other commission-based products.
Investment decisions are guided by Modern Portfolio Theory and conditional value-at-risk concepts, with portfolios positioned on an efficient frontier tailored to each client’s constraints. The firm uses proprietary statistical, machine-learning methods to generate forward predictions and implements trades through Interactive Brokers, including trade aggregation when appropriate.
A notable distinction is that the firm offers NASAA‑approved continuing education courses for registered representatives and markets proprietary digital services and portfolio‑management software to other advisory firms — activities that are uncommon for a one‑advisor independent shop. The adviser also emphasizes an academic, engineering background and advanced coursework in machine learning and computational finance as the basis for its quantitative, model‑driven approach, and it reports modest assets under management and a very small client base while declining third‑party and performance‑based compensation.
Client services
Expertise
Occupation focus
Fee options
1.75% maximum annually, negotiable
Fee-only: Fees are based solely on percentage of assets under management; no commissions or additional compensation received.
Main office
Russellville AR
Advisors at this office
1
Most active in
Arkansas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Other specialized services
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Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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