A complete list of active advisors currently associated with 7 Summits Investment Management, LLC

Warmer can help you find a great advisor at 7 Summits Investment Management, LLC or one who fits your needs even better.

7 Summits Investment Management provides discretionary investment management, financial consulting, and periodic financial planning primarily for individual and small business clients, and reports managing approximately $1.24 million for a very small client base (five clients). The firm documents client goals in written investment policy statements and offers tailored services that can include project consulting or retainer-based advice in addition to ongoing portfolio oversight. The firm follows a strategic, core-and-satellite asset allocation approach that emphasizes passively managed index and ETF core positions with active funds used selectively, and it monitors managed accounts at least monthly. Under written agreements the firm generally operates with limited power of attorney and may allocate some or all assets to unaffiliated third-party sub-advisers without charging separate sub-adviser fees, and it typically recommends custody through a major custodian. Compared with many peers, 7 Summits does not serve high-net-worth clients and maintains an unusually small number of client relationships and modest assets under management for a supported firm. The firm’s investment team includes a charterholder-level practitioner and also discloses that a member is a licensed insurance agent who may offer insurance products on a commission basis, which the brochure identifies as a potential additional source of compensation.

To learn more about the advisors currently working at 7 Summits Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.