9D Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
9D Capital provides investment management, financial planning, and wealth-management services primarily to individual and high‑net‑worth clients, and also serves pension plans, corporations, and other entities. The firm offers discretionary portfolio management, fixed‑fee planning and consulting, and family‑office and business consulting services tailored to each client's Investment Policy Statement.
The firm's investment process is guided by fundamental analysis, supplemented by technical and cyclical views, and portfolios typically include equities, ETFs, mutual funds, fixed‑income, third‑party managers, and — for clients who elect it — digital assets held at qualified custodians. 9D Capital manages accounts on a discretionary basis, uses custodians such as SEI, Charles Schwab, and digital‑asset custodians (Gemini and BitGo), and makes available a performance‑based fee option with a high‑water‑mark provision for eligible clients.
Notable distinctions include its affiliation with an affiliated broker‑dealer and the fact that certain supervised persons are registered representatives, an arrangement the firm discloses as a potential conflict of interest. The firm also has involvement with pooled vehicles (serving as general partner of a private fund), conducts occasional educational seminars for current and prospective clients, and maintains procedures for fee collection from U.S. dollar balances at digital‑asset custodians, all of which are described in its disclosure brochure.
Client services
Expertise
Fee options
Up to 2.00% annually (negotiable)
20% of the amount by which the account's adjusted net asset value exceeds its high-water mark each quarter; negotiable; billed in arrears.
Account minimum: $250,000 Fee-only: Fixed fees for financial planning: $1,000 to $25,000 depending on complexity; fixed fees for consulting priced by scope and complexity, negotiated.
Main office
244 5th Ave Ste 1211
New York NY 10001
Advisors at this office
3
Most active in
New York
Also doing business as
9 D Capital · 9 D Capital LLC · The Bank Of Arts · The Bank Of Sports
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Lauralee D
Series 65
New York, NY
9D Capital LLC
Lauralee Donnelly is a financial advisor at 9D Capital LLC with 12 years of industry experience. She holds a Series 65 designation and previously worked at Capital Trust and Associates LLC for nine years. Outside of her advisory role, she owns Lauralee Donnelly LLC, a consulting business focused on financial coaching. 9D Capital provides investment management, financial planning, and wealth management services primarily to individual and high-net-worth clients, as well as pension plans and corporations. The firm uses fundamental analysis supplemented by technical and cyclical views in managing discretionary portfolios that include equities, ETFs, mutual funds, fixed income, third-party managers, and digital assets.
Sam Hicham A
Series 63, Series 65
New York, NY
9D Capital LLC
Sam Hicham Alaoui is a financial advisor with 20 years of industry experience, currently affiliated with 9D Capital LLC in New York, NY. He holds Series 63 and Series 65 licenses and has worked at firms including 5D Partners LLC, Crito Capital LLC, and Capital Trust and Associates LLC. Alaoui also serves as a managing member and strategy consultant at Antimatter Capital LLC, a non-securities-related business. 9D Capital provides investment management, financial planning, and wealth-management services primarily to individual and high-net-worth clients, as well as pension plans, corporations, and other entities. The firm employs fundamental, technical, and cyclical analysis in its discretionary portfolio management, which includes equities, ETFs, mutual funds, fixed income, and digital assets.
Nazariy B
Series 63, Series 65
New York, NY
9D Capital LLC
Nazariy Blagyy is a financial advisor at 9D Capital LLC with five years of industry experience. He holds Series 63 and Series 65 credentials and has worked at multiple firms, including North Pillar Capital LLC and 5D Partners, LLC. Outside of his advisory role, he serves as the managing member of Strategic Nexus LLC, a strategic and marketing consultancy, and is the creative director at Twelve Fourteen LLC. 9D Capital provides investment management, financial planning, and wealth management services primarily to individual and high-net-worth clients, along with pension plans, corporations, and other entities. The firm’s investment approach combines fundamental analysis with technical and cyclical insights, offering discretionary portfolio management that includes a range of traditional and alternative assets.
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