9I Capital Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$47,913,329
Clients
88
Advisors
3
of 3 employees
About
9I Capital Group LLC provides advisory services to individuals—including high‑net‑worth clients—and to businesses and retirement plans. The firm offers portfolio management, financial planning, pension/401(k) consulting, and a subscription-based content service that complements its managed‑account offerings.
The firm documents client goals and constraints in an Investment Policy Statement and delivers both discretionary and non‑discretionary portfolio management. Its investment process draws on modern portfolio theory along with fundamental, quantitative, and technical analysis, and it may employ options, margin, and short‑selling strategies and direct clients to third‑party advisers for implementation when appropriate.
Noteworthy distinctions include a formal subscription program that provides ongoing market commentary, podcasts, and periodic non‑discretionary review meetings for clients without assets under management—an arrangement that is uncommon among peers. The firm also discloses the use of testimonials and endorsements in its marketing and that some supervised persons are licensed insurance agents who may receive commissions when insurance products are recommended, a potential conflict that the firm discloses.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for financial plans from $1,500 to $10,000; flat fee for ongoing financial planning $500 to $2,000 per year; subscription fees $500/year, $125/quarter, or $50/month.
$0 - $250,000: 1.20% $250,001 - $500,000: 1.10% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.70% $5,000,001+: 0.60%
Insurance commissions earned by licensed agents affiliated with the firm; details not specifically quantified.
$150/hour for junior advisors and $250/hour for senior advisors for financial planning services.
Subscription fees are $500/year, $125/quarter, or $50/month, with cancellation requiring 30 days written notice.
Fee-only: Fixed fees for financial planning ranging from $1,500 to $10,000; hourly fees of $150/hour (junior advisors) and $250/hour (senior advisors); flat fees for ongoing financial planning $500 to $2,000 per year.
Main office
Fort Worth TX
Advisors at this office
3
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Brendan F
Series 63, Series 65
Fort Worth, TX
9I Capital Group LLC
Brendan Fenno is a financial advisor at 9I Capital Group LLC with 14 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Guardian Life and Guardian/Capital Financial Partners. Outside of his advisory work, Fenno is a musician and serves on the board of Big Brothers Big Sisters of Tarrant County. 9I Capital Group LLC provides advisory services to individuals, businesses, and retirement plans, offering portfolio management, financial planning, and pension consulting. The firm uses a documented Investment Policy Statement process and combines modern portfolio theory with various analytical approaches, delivering both discretionary and non-discretionary portfolio management.
Lindsey L
Series 65
Fort Worth, TX
9I Capital Group LLC
Lindsey Lee is a financial advisor at 9I Capital Group LLC with four years of industry experience. She holds a Series 65 designation and has held roles at IP Financial Advisory Services LLC and Elevate Planning, where she is also Director of Operations. Outside of finance, she is the owner and creative director of Lindsey L33, LLC, a boutique creative content house, and serves as creative director at THNK1994. 9I Capital Group LLC provides advisory services to individuals, including high-net-worth clients, as well as businesses and retirement plans. The firm offers portfolio management, financial planning, and pension consulting, utilizing a combination of modern portfolio theory and various analytical approaches, alongside a distinctive subscription-based content service.
Kevin T
CFP®, Series 63, Series 66
Fort Worth, TX
9I Capital Group LLC
Kevin Thompson is a CFP® with 14 years of industry experience, currently serving as an advisor at 9I Capital Group LLC. He previously worked at Park Avenue Securities for 10 years and is the founder and CEO of 9Innings Capital Group LLC. In addition to his advisory work, he is also an author and serves as an officer for a nonprofit organization focused on school readiness. 9I Capital Group LLC provides advisory services to individuals, including high-net-worth clients, businesses, and retirement plans. The firm offers portfolio management, financial planning, and pension consulting, utilizing a comprehensive investment process that combines modern portfolio theory with fundamental, quantitative, and technical analysis.
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