A Better Way Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
A Better Way Financial advises individuals (including high‑net‑worth clients), business entities, and charities and manages roughly $109 million for several hundred client relationships. The firm provides ongoing financial planning and consulting (including routine tax‑preparation support and access to third‑party online estate‑planning tools), discretionary portfolio management, and, for eligible accredited investors, access to hedge fund investments.
The firm builds client relationships around tailored written financial plans and Investment Policy Statements, taking discretionary authority to implement portfolios and conducting account reviews at least quarterly with an annual formal review. Implementation may include sub‑advisors, held‑away assets and cash allocation, and the use of fundamental and technical analysis as part of its investment process.
Noteworthy distinctions disclosed in the firm brochure include principals’ material involvement in affiliated insurance businesses — they are licensed insurance agents who may receive commissions and devote substantial time to those activities — a conflict the firm discloses and says it mitigates through procedures and fiduciary obligations. The firm also disclosed recent material changes (including an update for SEC registration and fee disclosures), offers notarization support for estate documents through its third‑party tools, and requires use of particular custodians and sub‑advisors for trade execution and fee processing.
Client services
Expertise
Occupation focus
Fee options
Fixed fees for ongoing financial planning services from $500 to $2,399 annually
$0 - $500,000: 1.50% annually $500,000.01 - $1,000,000: 1.25% annually $1,000,000.01 - $1,500,000: 1.00% annually $1,500,000.01 - $2,000,000: 0.85% annually $2,000,000.01+: 0.75% annually
Investment advisor representatives may receive commissions from insurance product sales separately as licensed insurance agents
Account minimum: $500,000 (may be lowered or waived at firm's discretion) Minimum fee: Fixed fee for ongoing financial planning ranges from $500 to $2,399 per year, billed semi-annually Fee-only: Advisory fees charged as tiered percentage of assets under management; fixed fees for ongoing financial planning
Main office
6357 Airport Road
Allentown PA 18109
Advisors at this office
5
Most active in
New Jersey · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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