A.G.P / Alliance Global Partners

Thomas Dowling is a CFP® and CFA® with 31 years of industry experience. He is currently with A.G.P. / Alliance Global Partners, where he has been since 2021. Prior to this, he worked at Aegis Capital Corp and Gunnallen Financial, Inc. Outside of his advisory role, Dowling is involved in providing accounting services as owner and president of Mark Up Equity Ventures, Inc. A.G.P. / Alliance Global Partners is a multi-team SEC-registered investment adviser and FINRA-member broker-dealer serving over 7,000 clients with about $2.95 billion in assets under management. The firm offers portfolio management, financial planning, retirement-plan advisory, sub-advisory programs, and brokerage and insurance products using an open-architecture model that includes internally managed strategies and third-party sub-advisers.

Alec Lowell is a financial advisor with A.G.P. / Alliance Global Partners, holding a Series 66 designation and 12 years of industry experience. Prior to joining Alliance Global Partners in 2021, he worked at LPL Financial and INVEST Financial Corporation. Outside of his advisory role, he is the general manager and owner of Sidelyne, LLC, a company currently inactive and established for possible tax purposes. A.G.P. / Alliance Global Partners is a multi-team platform of 131 advisors managing approximately $2.95 billion for over 7,000 clients. The firm offers portfolio management, financial planning, retirement-plan advisory, sub-advisory, and brokerage and insurance product sales, utilizing an open-architecture model with a mix of internally managed strategies and co- and sub-advisory relationships.

Eric Kleinberg is a financial advisor at A.G.P. / Alliance Global Partners with 37 years of industry experience. He holds the Series 63 and Series 65 designations and has worked at Morgan Stanley Private Bank, N.A., Morgan Stanley Smith Barney, and Raymond James & Associates. Kleinberg is based in Boca Raton, FL. A.G.P. / Alliance Global Partners is a multi-team firm with about 131 advisors managing nearly $3 billion for over 7,000 clients. The firm offers portfolio management, financial planning, retirement-plan advisory, and brokerage services through an open-architecture model that combines internally managed strategies with co- and sub-advisory relationships.

Simona Taurosevicius is a financial advisor with A.G.P. / Alliance Global Partners, holding a Series 66 designation and possessing 13 years of industry experience. Her prior roles include positions at GWN Securities Inc., Maxim Group LLC, Professional Planning Services, and Merrill. She is based in Boca Raton, Florida. A.G.P. / Alliance Global Partners is a multi-team investment adviser and broker-dealer with approximately 131 advisors managing nearly $3 billion for over 7,000 clients. The firm employs an open-architecture investment model that incorporates internally managed strategies alongside co- and sub-advisory relationships and offers a range of services including portfolio management, financial and retirement planning, and access to estate planning through Trust & Will.

Lance Kluger is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 29 years of industry experience. He has worked at A.G.P. / Alliance Global Partners since 2019 and previously spent 16 years at Summit Financial Group and Summit Brokerage Services, as well as two years with Wells Fargo Advisors. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser and FINRA-member broker-dealer operating a multi-team platform with approximately 131 advisors managing nearly $3 billion for over 7,000 clients. The firm offers portfolio management, financial and retirement planning, sub-advisory services, and brokerage and insurance products, utilizing an open-architecture investment model that includes internally managed strategies and co-advisory relationships.

William Van Pelt is a financial advisor with A.G.P. / Alliance Global Partners in Charlotte, NC, holding Series 63, 65, and 66 credentials and 53 years of industry experience. His prior firms include Stifel Nicolaus & Co Inc, Wells Fargo Clearing, and UBS Financial Services. He serves as an arbitrator with FINRA and is a board member of the Saint Nicholas Society of the City of New York, a genealogy society supporting the history of New York. A.G.P. / Alliance Global Partners is a multi-team platform with approximately 131 advisors managing around $2.95 billion for over 7,000 clients. The firm employs an open-architecture investment approach combining internally managed strategies and sub-advisory relationships, offering portfolio management, financial planning, retirement-plan advisory, and brokerage services.

Vishal Chotai is a financial advisor at A.G.P. / Alliance Global Partners with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Ameriprise Financial Services, Inc. from 2015 to 2022. Outside of his advisory role, he is the CEO of TGIC Enterprises Inc., a non-investment-related business entity created for tax purposes. A.G.P. / Alliance Global Partners is a multi-team SEC-registered investment adviser and FINRA-member broker-dealer with approximately 131 advisors managing about $2.95 billion for over 7,000 clients. The firm uses an open-architecture investment approach combining internally managed and sub-advisory strategies with financial planning, retirement-plan advisory, brokerage, and insurance product sales.

Marc Lowell is a financial advisor at A.G.P. / Alliance Global Partners with 35 years of industry experience. He holds the ChFC® designation and Series 63 license. His prior firms include LPL Financial and Invest Financial Corporation. Lowell also serves as a board member of the Goodman JFS charity. Alliance Global Partners is a multi-team firm with approximately 131 advisors managing nearly $3 billion for over 7,000 clients. The firm employs an open-architecture investment approach combining internally managed strategies with sub-advisory relationships, model programs, and separately managed accounts, offering services across portfolio management, financial planning, retirement-plan advisory, and brokerage product sales.

Susan Stern is a financial advisor with A.G.P. / Alliance Global Partners in Boca Raton, FL, holding Series 63 and Series 65 licenses and bringing 34 years of industry experience. She has worked at A.G.P. since 2019, following roles at Oppenheimer & Co. Inc and Robert W. Colby Asset Management, Inc. Prior to her current position, she spent time at notable firms within the industry. A.G.P. / Alliance Global Partners is a multi-team investment adviser and broker-dealer with approximately 131 advisors managing about $2.95 billion for over 7,000 clients. The firm employs an open-architecture investment approach, combining internally managed strategies with co- and sub-advisory relationships, offering a range of portfolio management, financial planning, and retirement-plan advisory services.

Thomas Mazzara Jr. is a financial advisor with A.G.P. / Alliance Global Partners, holding a Series 63 designation and bringing 41 years of industry experience. He has worked at Royal Alliance since 2007. In addition to his advisory role, he serves as a statutory agent for multiple insurance companies involved in group life and health insurance. A.G.P. / Alliance Global Partners is a multi-team investment advisor and broker-dealer with approximately 131 advisors managing around $2.95 billion for over 7,000 clients. The firm offers portfolio management, financial planning, retirement-plan advisory, sub-advisory services, and insurance product sales through an open-architecture model that integrates internally managed strategies with co- and sub-advisory relationships.

Joshua Barg is a financial advisor with A.G.P. / Alliance Global Partners, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. His career includes roles at B. Riley Wealth Management, B. Riley Wealth Advisors, National Securities Corporation, Aegis Capital Corp., and Oppenheimer. He is also the owner of Saratoga Global Partners. A.G.P. / Alliance Global Partners is an SEC-registered investment adviser and FINRA-member broker-dealer operating a multi-team platform with approximately 131 advisors managing about $2.95 billion for over 7,000 clients. The firm offers a range of services including portfolio management, financial planning, retirement-plan advisory, and brokerage and insurance product sales, utilizing an open-architecture investment approach that blends internal strategies with sub-advisory relationships and separately managed accounts.

Siddharth Dhawan is a financial advisor at A.G.P. / Alliance Global Partners with 25 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Ameriprise Financial Services, Inc. for seven years before joining Alliance Global Partners in 2022. Outside of advising, he is president and CEO of ICAP International LLC, a business focused on managing branch expenses and staffing. A.G.P. / Alliance Global Partners is a multi-team platform with approximately 131 advisors managing nearly $3 billion for over 7,000 clients. The firm employs an open-architecture investment approach combining internally managed strategies with co- and sub-advisory relationships, offering services including portfolio management, financial planning, retirement-plan advisory, and brokerage and insurance products.

John Catalfio is a financial advisor at A.G.P. / Alliance Global Partners in Scottsdale, AZ, holding Series 63 and Series 65 licenses with 34 years of industry experience. He has worked at Euro Pacific Capital, Inc. since 2012. A.G.P. / Alliance Global Partners operates a multi-team platform with approximately 131 advisors managing about $2.95 billion for over 7,000 clients. The firm employs an open-architecture investment model combining internally managed strategies and sub-advisory relationships, offering services including portfolio management, financial planning, retirement-plan advisory, and brokerage and insurance products.

Stephen Colavito is a financial advisor with A.G.P. / Alliance Global Partners and holds Series 63 and Series 65 designations. He has 30 years of industry experience, including prior roles at firms such as J.P. Morgan Securities, Deutsche Bank Securities Inc., Barclays Capital Inc., and Oppenheimer. Outside the investment field, Mr. Colavito consults with Enverra Partners and serves as a council member at Gerson Lehrman Group. A.G.P. / Alliance Global Partners is a multi-team platform managing approximately $2.95 billion for over 7,000 clients. The firm employs an open-architecture investment approach combining internally managed strategies with co- and sub-advisory relationships, offering services including portfolio management, financial planning, retirement-plan advisory, and brokerage through its registered broker-dealer.

Peter Hirsh is a financial advisor with A.G.P. / Alliance Global Partners in Boca Raton, FL, holding a Series 63 designation and bringing 42 years of industry experience. His prior roles include positions at Aegis Capital Corp., Janney Montgomery Scott, and Oppenheimer. He is also president of a non-investment-related business, LINMATT EQUITIES. A.G.P. / Alliance Global Partners is a multi-team investment adviser and broker-dealer serving over 7,000 clients with approximately $2.95 billion in assets under management. The firm employs an open-architecture investment approach that includes internally managed strategies, co- and sub-advisory relationships, model programs, and separately managed accounts.