A. Neff Associates LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
A. Neff Associates LLC provides investment advisory and financial planning services to individuals as well as to businesses, trusts, estates, charitable organizations and qualified retirement plans. The brochure describes non-discretionary portfolio management, comprehensive and limited-scope financial planning, and consulting support for retirement plans, including participant education and plan‑sponsor liaison work.
The firm’s investment process combines fundamental and technical analysis with asset-allocation considerations, monitoring holdings regularly and delivering written performance and allocation reviews to clients. Advice is implemented only with client approval: the adviser manages assets on a non-discretionary basis, does not accept custody or vote client proxies, and does not act as a 3(21) or 3(38) ERISA fiduciary for plan assets.
Noteworthy for a single-advisor independent firm, the brochure emphasizes institutional-style relationships beyond typical individual clients — serving businesses, charitable and trust/endowment accounts and providing retirement-plan consulting and participant education. The firm also discloses that its managed assets are non-discretionary and documents a 2017 consent agreement with the Commonwealth of Pennsylvania addressing record‑keeping and Form ADV accuracy, matters prospective clients may consider alongside the firm’s stated compliance procedures.
Client services
Expertise
Fee options
0.50% annually
$150 per hour
Main office
Pittsburgh PA
Advisors at this office
1
Most active in
Pennsylvania
Also doing business as
A. Neff Associates LLC · Arlene M. Neff Dba A. Neff Associates
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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