A complete list of active advisors currently associated with A to Z Asset Advisors, LLC

Warmer can help you find a great advisor at A to Z Asset Advisors, LLC or one who fits your needs even better.

A to Z Asset Advisors, LLC provides personalized financial planning and discretionary investment management to individuals and families, small businesses, revocable and irrevocable trusts, and estates. The firm manages approximately $15.9 million across about 48 client households and charges asset-based advisory fees, with financial planning included for managed clients and available on an hourly or flat-fee basis for standalone engagements. The firm’s investment approach emphasizes income generation, principally using preferred stocks, closed-end funds, and exchange-traded funds, and seeks diversification across industries to manage risk; client portfolios are guided by documented Investment Policy Statements that consider age, risk tolerance, tax and estate factors. A to Z operates on a discretionary basis, uses major custodians for custody and trade execution, and provides ongoing oversight including annual written reviews and regular verbal updates. Noteworthy distinctions include disclosed regulatory and professional events: the brochure reports a 2013 Nevada Secretary of State fine for non-timely filings and a 2020 censure from the CFP Board for an inaccurate renewal response, and it also discloses a Chapter 7 bankruptcy (discharged 2010) of the firm’s sole owner. The firm also distributes a monthly emailed newsletter and weekly market updates to clients, a communications practice that is uncommon among similar independent advisory firms.

To learn more about the advisors currently working at A to Z Asset Advisors, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Carolyn Lumley	Aiken, SC	30

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