AA Wealth Strategies LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
AA Wealth Strategies LLC provides ongoing portfolio management and financial planning to individuals, high-net-worth individuals, and pension or profit-sharing plans. The firm constructs individualized Investment Policy Statements and may direct clients to third‑party advisers as part of its service offering.
The firm’s investment process relies on quantitative analysis and tailored model allocations, with discretionary trading authority used to implement client plans. Its stated strategies include long- and short-term trading and, unusually for a small independent adviser, may involve short sales, margin, options, private placements, ETFs (including precious‑metals ETFs) and real estate funds, and it may place client assets with third‑party platforms such as AssetMark or Brookstone.
AA Wealth Strategies is affiliated with an accounting practice and its principal also acts as a licensed insurance agent; the brochure discloses these relationships and the firm’s policies for addressing the resulting conflicts of interest. The firm reports about $31.3 million in regulatory assets under management across a compact client roster and discloses use of soft‑dollar research and third‑party manager referrals, features that differentiate its operating model from many peers.
Client services
Expertise
Fee options
Financial planning fixed fees between $2,500 and $10,000.
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $8,000,000: 0.55% $8,000,001 - $15,000,000: 0.40% $15,000,001+: 0.30%
$300 to $500 per hour for financial planning services.
Fee-only: Portfolio management fees based on tiered percentage of AUM as above; Financial planning fixed fees $2,500-$10,000; Hourly fees $300-$500/hour; Fees are negotiable.
Main office
3301 Northland Drive, Suite 330
Austin TX 78731
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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