AAIM Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,050,570
Clients
25
Advisors
1
of 1 employees
About
AAIM Financial is an independent, single-advisor registered investment adviser that serves individual and high‑net‑worth clients with ongoing portfolio management and related services, including the creation of individualized Investment Policy Statements and regular portfolio monitoring. Like many independent firms, it charges asset‑based fees and focuses primarily on managing investment portfolios for individuals.
The firm’s investment process uses fundamental analysis, modern portfolio theory, and quantitative methods to construct portfolios, and it implements strategies both directly and via Charles Schwab’s model marketplace for some clients. AAIM employs long‑term investing and options trading (including covered and uncovered strategies), documents client risk tolerances in each IPS, and typically seeks discretionary trading authority to execute its investment plans.
What distinguishes the firm is its affiliation with an insurance business: the principal is a licensed insurance agent and the firm offers and may recommend insurance products, including annuities, with those relationships and potential conflicts disclosed in the brochure, and it also receives referrals from the affiliated agency. The adviser operates at a small scale (roughly two dozen clients and about $2 million in AUM), uses third‑party lead generation (Dave Ramsey SmartVestor), and disclosed a prior consent order resolving an outdated principal‑place‑of‑business filing with no finding of client harm.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.75% $1,000,001 - $5,000,000: 0.50% $5,000,001+: 0.25%
Main office
Ocean Springs MS
Advisors at this office
1
Most active in
Mississippi · Tennessee
Also doing business as
Aaim Financial · Allen & Associates Investment Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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