A complete list of active advisors currently associated with AB Financial Planning and Investments, LLC

Warmer can help you find a great advisor at AB Financial Planning and Investments, LLC or one who fits your needs even better.

AB Financial Planning and Investments provides fee-based investment advisory and financial planning services to individual clients, offering custom, discretionary portfolio management and tailored financial planning. The firm reports a very small client roster (six clients) and, as of December 31, 2025, no assets under management but approximately $44 million in assets under advisement. The adviser uses a tactical allocation strategy combined with fundamental analysis to manage risk and pursue performance, primarily implementing portfolios with Vanguard exchange-traded funds or their mutual fund equivalents. Portfolios may incorporate cash positions as a hedge and the adviser may recommend reallocations or trading for reasons such as rebalancing or tax harvesting, within discretionary authority and client-set guidelines. The firm’s profile is atypical for an independent solo adviser in that it does not report serving individual (non–high-net-worth) clients, resulting in a concentrated, advisory-focused practice rather than broad retail custody-based relationships. The sole adviser holds professional credentials (CFP and Enrolled Agent), has substantial prior institutional and corporate finance experience, offers alternative fee arrangements (hourly and fixed-fee options) in addition to percentage-based advisory arrangements, and discloses the possibility of compensating third parties for client referrals.

To learn more about the advisors currently working at AB Financial Planning and Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.