Abbott Capital Management Corp.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm primarily serves individual clients through portfolio management and financial consulting, with an emphasis on retirement and short-term goal planning. The brochure also indicates the firm advises pension and profit-sharing plan clients, a client type that is uncommon among peers.
Investment advice is limited to publicly traded securities offered through a specified custodian platform, and the firm uses the custodian’s risk-and-needs questionnaire along with Morningstar ratings and major-index membership to inform allocations. Accounts may be managed on a discretionary or non-discretionary basis, portfolios employ stop‑loss floors for downside protection, and the firm aggregates trades across accounts when appropriate.
The firm requires clients to custody assets on its chosen platform and receives institutional platform services and related research and technology from that custodian, which the brochure describes as soft‑dollar benefits. The brochure discloses an affiliated insurance business that can create commission conflicts of interest and reports a 2006 client complaint against a predecessor entity that was settled for $20,000.
Client services
Expertise
Fee options
$0 - $100,000: 1.50% $100,001 - $250,000: 1.25% $250,001+: 1.00%
$125 per hour
Account minimum: $10,000
Main office
Cassel CA
Advisors at this office
1
Most active in
Arizona · California · Texas
Also doing business as
Abbott Capital Management Corp. · Abbott Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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