A complete list of active advisors currently associated with Abner Herrman & Brock, LLC

Warmer can help you find a great advisor at Abner Herrman & Brock, LLC or one who fits your needs even better.

Abner, Herrman & Brock LLC provides discretionary and non-discretionary investment management to individuals, high‑net‑worth clients, trusts, estates, retirement plans, charitable organizations, and corporations, and also serves as a subadviser and model‑portfolio provider for wrap‑fee programs. The firm’s brochure reports approximately $2.74 billion in assets under management and describes its services for separately managed accounts, wrap programs, and model‑provider engagements. AHB’s investment process is led by an Investment Policy Committee and uses a top‑down approach combined with fundamental, technical, cyclical and quantitative analysis to construct core large‑cap equity portfolios (generally companies with $8 billion+ market capitalization) and investment‑grade, laddered fixed‑income portfolios. Portfolios are managed with discretionary authority, monitored daily and reviewed at least annually; the firm notes specific trading practices for fixed income (step‑out trades) and states it does not accept soft dollars or payment for order flow. Compared with many peers, AHB’s brochure reflects an unusually high client load relative to the size of its advisory team (the firm’s profile shows roughly 2,400 client accounts managed alongside a small number of advisors), and the document emphasizes investment management and subadvisory/model services rather than standalone financial planning. The brochure also discloses that clients may incur third‑party brokerage commissions and other custodial expenses and that model‑portfolio assets are not included in the firm’s AUM, indicating a mix of fee arrangements and intermediary relationships.

To learn more about the advisors currently working at Abner Herrman & Brock, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.