Abound Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,000,000
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
5
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
LowAverage account size
$200,000
About
Abound Investments advises both individual clients, including high‑net‑worth individuals, and corporate pension and profit‑sharing plans. The firm offers discretionary asset management, financial planning, non‑discretionary advice and insurance planning, and provides consulting and education services tailored to retirement plan sponsors and plan participants.
The firm implements portfolios primarily through allocations to individual stocks, with mutual funds, ETFs and other vehicles used as appropriate, and uses proprietary strategies while generally managing accounts on a discretionary basis unless clients impose restrictions. Client engagement begins with an initial interview to establish goals and risk tolerance, and accounts receive individualized treatment with ongoing monitoring and periodic reviews.
Statistically uncommon for its peer group, the firm provides plan‑level pension consulting and ongoing oversight of pooled retirement plan options, coordinates with plan providers on billing arrangements, and conducts sponsor compliance reviews and participant education sessions. Operationally, the firm relies on custody and brokerage arrangements that support block trading and consolidated reporting, maintains formal safekeeping practices related to fee deductions, and follows a written Code of Ethics.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Fee options
Flat fees may be charged, especially for pension and profit sharing plans or financial planning services.
$0+: up to 1% annually for pension and profit sharing plans $0+: up to 2% annually for individual managed asset accounts
Certain non-qualified retirement plans or insurance based plans may be paid on commission basis if client is notified in writing beforehand.
Non-managed financial advice and financial planning billed on an hourly or flat dollar amount.
Fee-only: Fees are charged on a fee-only basis for advisory services, excluding certain non-qualified retirement or insurance plans which may be commission-based if disclosed.
Main office location
Abound Investments
Burlington NC, United States
Number of offices
1
Most active in
Abound Investments has reported serving >5 clients in these states in the last 12 months.
Florida · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through — whether you ultimately need an advisor or not.
Warmer helps you compare advisors clearly — so you can choose with confidence.
Discover
Compare top advisor firms by metric, firm size, and location.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")