Above & Beyond Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Above & Beyond Investments, LLC provides discretionary and non-discretionary asset management, comprehensive financial planning, and consulting to individuals, small businesses, trusts, estates and charitable organizations. The firm also offers qualified plan consulting and refers clients to third‑party managers, including a formal co‑advisor relationship with Gradient Investments for model portfolio solutions.
ABI builds portfolios around each client’s investment goals, time horizon and risk tolerance, offering both direct management and the option to use third‑party managers or co‑advisors while maintaining ongoing monitoring and periodic account reviews. Clients may grant discretionary trading authority or require pre‑trade approval, and the firm supports ongoing planning through quarterly meetings and multi‑appointment annual consulting that cover tax, investment, insurance and year‑end review topics.
What distinguishes ABI from many peers is the principal’s concurrent tax preparation business (Liberty Tax Service) and active work as an independent insurance agent, together with retirement plan consulting and placement of assets on group retirement platforms such as Flexible Plan. The brochure discloses that these outside activities and ABI’s fee‑sharing and referral arrangements (including incentive participation with Gradient Investments) can create conflicts of interest; ABI describes disclosures and its fiduciary duty as its primary mitigation.
Client services
Occupation focus
Fee options
Qualified plan consulting $250-$2,500; financial plan flat fee up to $2,500; ongoing consulting $375 setup plus quarterly up to $750
$0 - $500,000: 1.6% annually $500,001 - $1,000,000: 1.32% annually $1,000,001 - $5,000,000: 1.0% annually $5,000,001+: 0.8% annually
Insurance commissions paid to investment advisor representative
Negotiable hourly rate of $250 per hour for financial planning services
Ongoing consulting priced quarterly up to $750 plus one-time setup fee $375
Account minimum: $1,000 Minimum fee: $15 quarterly technology fee, $300 one-time setup fee for ongoing consulting Fee-only: Financial planning hourly rate $250/hour, flat fees up to $2,500; qualified plan consulting flat fee $250-$2,500; ongoing consulting $375 setup plus quarterly up to $750
Main office
5015 W State Road 46, Suite J
Bloomington IN 47404
Advisors at this office
1
Most active in
Indiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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