A complete list of active advisors currently associated with AC3 Capital

Warmer can help you find a great advisor at AC3 Capital or one who fits your needs even better.

The firm provides wrap asset management and standalone financial planning and consulting to individuals (primarily high‑net‑worth), as well as trusts, estates, and charitable organizations. It discloses managing $23,337,286 on a non‑discretionary basis as of 12/31/2019 and offers asset management only through wrapped accounts. For wrap clients the firm delivers individualized portfolio management while operating primarily on a non‑discretionary basis, obtaining client permission prior to effecting securities transactions. Its investment methods combine technical/charting, cyclical and fundamental analysis and may include short‑term trading as well as longer‑term purchases, depending on client objectives. Compared with many independent solo advisers, the firm sponsors its own wrap fee program—a relatively uncommon arrangement—and emphasizes non‑discretionary relationships rather than discretionary authority. The brochure also discloses a prior regulatory disciplinary matter involving management personnel that has since been resolved, and the firm generally concentrates on a narrow, higher‑net‑worth client base rather than broad retail individual clientele.

To learn more about the advisors currently working at AC3 Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.