Active Wealth Advisors

Active Wealth Advisors is an SEC‑registered, independent investment adviser that serves a small client base of individuals and high‑net‑worth clients alongside a range of institutional relationships, including 401(k) plans, pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporations. The firm offers customized investment management—on both discretionary and non‑discretionary bases—and may include mutual funds, ETFs, individual equities, fixed income, private placements, real estate funds, derivatives, and digital‑asset products in client portfolios.

The firm’s investment process combines fundamental analysis, modern portfolio theory, and sector‑rotation techniques, with monthly internal portfolio evaluations and at least annual client reviews. Active Wealth implements a mix of long‑term, goals‑based allocations and tactical strategies that can use options, futures and short‑volatility (VIX) positions; as of December 31, 2025 it reported $30.41 million in discretionary assets and $44.99 million managed non‑discretionarily.

What distinguishes Active Wealth Advisors from many solo independent advisers is the breadth of institutional client types it serves and the use of more advanced instruments and trading approaches in client accounts—derivatives and futures are explicitly included in its strategies and the firm has expanded disclosures around digital‑asset products. Operationally, the firm uses Interactive Brokers as custodian and notes technology, research and execution relationships with that custodian, and its accounts are monitored and priced across securities, commodities and cryptocurrency segments for portfolio management.