Adam Doty Company
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary asset management and ongoing portfolio supervision for individual clients as a solo-registered advisory practice. As disclosed in its brochure, it manages roughly $672,800 across two client accounts and implements trading authority when clients grant written authorization.
Its investment process incorporates technical analysis and an income-oriented strategy, with recommendations tailored to each client’s Investment Policy Statement and any client-imposed restrictions. The firm also uses a Retirement Plan M.A.P. framework called the Safety First System, which applies a set of 36 algorithms to determine allocations based on current market characteristics aligned with the Market Adaptive Hypothesis.
Distinctive features include the firm’s very small scale—a single principal serving a two-client roster—which may influence capacity and operational practices compared with larger advisors. The principal also spends notable time (about 12%) on an educational Retirement Plan Market Adaptive Portfolios website, and the firm does not vote client proxies, leaving proxy voting to clients.
Client services
Expertise
Fee options
1.00% annually
Main office
Waco TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Adam Doty Company · Polytechnic Research Operations LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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