Adams Ashby Financial Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$475,330,045
Clients
40
Advisors
2
of 2 employees
About
Adams Ashby Financial Advisors provides comprehensive portfolio management and pension consulting to individuals, high-net-worth clients, and employer-sponsored retirement plans. The firm reports roughly $479.8 million in regulatory assets under management and delivers individualized investment recommendations that may include exchange-traded funds, mutual funds, individual stocks, and bonds.
The firm typically manages accounts on a discretionary basis, conducting at least quarterly reviews and rebalancing as needed while employing a mix of fundamental, technical and cyclical analysis. Its stated strategies span long- and short-term purchases, active trading, short sales, margin borrowing, and options transactions, and it documents regular client meetings and portfolio oversight in its advisory process.
What is distinctive is the scale of assets relative to its adviser team: the firm manages a large pool of assets with a small advisory staff and a modest client roster, indicating a concentration of larger, relationship-driven accounts. The brochure also discloses that a firm principal holds CPA credentials (although accounting services are not offered to clients) and that the firm uses margin and derivative instruments in client accounts, practices that are less common among similar supported firms.
Client services
Expertise
Fee options
1.25% annually
Main office
3508 Cody Way, Suite 100
Sacramento CA 95864
Advisors at this office
2
Most active in
California
Also doing business as
Adams Ashby Financial Advisors · Af Advisors, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Nina A
Series 63, Series 65
Sacramento, CA
Adams Ashby Financial Advisors
Nina Adams is a financial advisor at Adams Ashby Financial Advisors in Sacramento, CA, holding Series 63 and Series 65 licenses with 24 years of industry experience. She has been with Adams Ashby Financial Advisors since 2010. Adams Ashby Financial Advisors provides comprehensive portfolio management and financial planning to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and corporate clients. The firm manages approximately $737 million in assets and employs a range of investment strategies, including the use of derivatives and margin transactions, with individualized, discretionary advice and regular account reviews.
Jeffrey A
CFP®, Series 63, Series 65
Sacramento, CA
Adams Ashby Financial Advisors
Jeffrey Adams is a CFP® with 27 years of industry experience and is a principal at Adams Ashby Financial Advisors in Sacramento, CA. He has been with AF Advisors, Inc. since 2009. Outside of his advisory role, he manages family-owned real estate interests and provides financial consultation related to these investments. Adams Ashby Financial Advisors offers comprehensive portfolio management and financial planning services to individuals, high-net-worth clients, trusts, estates, pension and profit-sharing plans, and corporate clients. The firm employs a range of investment strategies, including discretionary advice with fundamental, technical, and cyclical analysis, and manages approximately $737 million in assets.
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