Adaptive Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Adaptive Wealth Management, LLC is a state‑registered independent investment adviser that provides discretionary portfolio management and comprehensive financial planning to individuals (including many high‑net‑worth clients), businesses, charities and pension plans. Its planning services include tax, insurance, retirement and estate planning, and the firm also selects and monitors other money managers and acts as a solicitor for an external manager (BTS Asset Management) for certain clients.
The firm takes an active, market‑timing approach rather than a pure buy‑and‑hold strategy, using trend‑following technical analysis and neural‑network-based intermarket indicators to generate daily trading signals that guide entry and exit decisions. Accounts are generally managed on a discretionary basis and investment programs are tailored to each client’s overall financial situation and stated risk tolerance.
Noteworthy differences from many peers include the principal’s ongoing role as a registered representative of a broker‑dealer and as an insurance producer, with commission‑based securities and insurance activities and an affiliation with a broker‑dealer and insurance business, relationships the brochure discloses and that can present potential conflicts of interest. The firm also sometimes recommends outside managers and receives a portion of those managers’ fees, discloses occasional personal trading in recommended securities, and conducts daily reviews of actively managed accounts.
Client services
Expertise
Fee options
$3,000 for a written financial plan
$0 - $250,000: 2.00% $250,001 - $500,000: 1.75% $500,001 - $750,000: 1.50% $750,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Managing Director sells securities and insurance products for sales commissions
$250 per hour for financial planning services
Fee-only: Financial planning services: $250 per hour or $3,000 for a written financial plan
Main office
Chesterfield MO
Advisors at this office
1
Most active in
Missouri
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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