ADB Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$34,626,000
Clients
31
Advisors
1
of 1 employees
About
ADB Capital Management is a fee-only independent adviser that provides wealth management and limited financial planning to individuals, families, trusts, and estates, and also offers retirement plan consulting to employer plan sponsors and participants. Services include ongoing discretionary portfolio management, capital needs analysis and cash‑flow planning for wealth clients, and plan design, investment menu construction, vendor monitoring, and participant education for retirement plans.
The firm’s investment approach targets risk‑managed absolute returns through a blend of fundamental security analysis, elements of Modern Portfolio Theory, tactical asset allocation, opportunistic value strategies, and manager selection, implemented across mutual funds, ETFs/ETNs, individual stocks and bonds. Wealth management relationships generally operate under discretionary trading authority with continuous monitoring, while retirement plan advisory is delivered on a non‑discretionary, ERISA‑aware consulting basis and may include participant communication and fiduciary process support.
What is distinctive for a firm of this size (roughly $34.6 million in AUM across about 31 clients) is its explicit focus on pension and profit‑sharing plan clients and pension consulting—services that are uncommon among peers—along with an articulated ERISA fiduciary role and vendor management capabilities. The brochure also describes specific operational features such as a documented rollover/conflict approach consistent with U.S. Department of Labor guidance, a stated 5% initial limit on individual equity positions, use of an institutional custodian and regular quarterly reporting, and the firm’s practice of not voting client proxies.
Client services
Expertise
Occupation focus
Fee options
$0 - $500,000: 1.15% $500,001 - $1,500,000: 1.00% $1,500,001 - $5,000,000: 0.80% $5,000,001+: 0.60%
Account minimum: $750,000 Fee-only: Asset-based fees charged quarterly in arrears based on market value of assets under management; fees are negotiable and deducted directly from client accounts.
Main office
White Salmon WA
Advisors at this office
1
Most active in
Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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