ADC Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$197,771,029
Clients
90
Advisors
2
of 2 employees
About
ADC Wealth Management provides portfolio management and financial planning primarily for individual and high-net-worth clients, and also works with pension and profit-sharing plans. The firm reports about $206.1 million in assets under management across roughly 90 client relationships and operates with two advisors.
ADC develops client-specific Investment Policy Statements and applies a mix of fundamental, technical, charting, and cyclical analysis to implement long- and short-term trading strategies. It also engages in options writing and other derivatives strategies while managing the bulk of assets on a non-discretionary basis, so clients generally retain trade authority within agreed guidelines.
What is distinctive for a firm of this size is the documented use of derivatives and options-writing (including covered, uncovered, and spreading strategies) in separately managed accounts, an approach that is relatively uncommon among peers. The brochure also notes that ADC permits client-directed brokerage and can aggregate trades across accounts, and its reported AUM is almost entirely non-discretionary despite offering both discretionary and non-discretionary services in its advisory contract.
Client services
Expertise
Fee options
$3,000 (fixed fee for financial planning)
1.25% annually
Main office
30 D Broadway, Suite 200
Massapequa NY 11758
Advisors at this office
2
Most active in
Florida · Massachusetts · New York · Texas
Also doing business as
Adc Financial Group · Adc Financial, LLC · Adc Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Paula O
Series 65
Massapequa, NY
ADC Wealth Management, LLC
Paula Oliveras is a financial advisor at ADC Wealth Management, LLC with 5 years of industry experience. She holds the Series 65 designation and has been with ADC Wealth Management since 2012. ADC Wealth Management provides portfolio management and financial planning primarily for individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm employs a combination of fundamental, technical, charting, and cyclical analysis to execute both long- and short-term trading strategies, and is notable for its use of options writing and derivatives within separately managed accounts.
Douglas C
Series 63, Series 65
Massapequa, NY
ADC Wealth Management, LLC
Douglas Castro is a financial advisor at ADC Wealth Management, LLC with 4 years of industry experience. He holds Series 63 and Series 65 licenses and has been associated with ADC Wealth Management and Charles Schwab & Co., Inc. for over a decade. ADC Wealth Management provides portfolio management and financial planning services primarily for individual and high-net-worth clients, as well as pension and profit-sharing plans. The firm employs a range of analytical techniques and options-writing strategies within mostly non-discretionary accounts, managing approximately $206 million in assets across about 90 client relationships.
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