Adirondack Retirement Strategies
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment management and financial planning services to individual clients, including high-net-worth individuals, through individually tailored portfolios and project-based planning. It reports $18,651,726 in discretionary assets under management and serves roughly 105 clients, and also assists with initial setup and ongoing management of Solo 401(k) plans and Health Savings Accounts.
Advisory work is delivered on a discretionary basis using a primarily passive portfolio construction (index mutual funds and ETFs) combined with fundamental and technical analysis to inform allocation and sector decisions; accounts are rebalanced as needed and reviewed at least annually or when triggered by material events. The firm also manages held-away retirement plan participant accounts by connecting client accounts to third‑party platforms (Pontera and Aspire/PCS Retirement) to review and rebalance allocations while avoiding custody of client funds.
Compared with many solo independent advisers, the firm explicitly uses third‑party aggregation/platform tools to manage defined contribution and 403(b) participant accounts without taking custody, and it offers complementary ongoing financial planning for clients with $500,000+ in AUM and up to $2,500 in project-based planning for clients with $1,000,000+ AUM. The sole advisor holds professional credentials (including CFP®) and the firm states it does not accept third‑party compensation or recommend outside managers.
Client services
Expertise
Fee options
Project-Based Financial Planning fixed fees range from $250 to $2,000 (negotiable). Solo 401k setup fee $250; Health Savings Account setup fee $150.
1% annually (standard advisory fee for Investment Management Services, negotiable)
Main office
Moreau NY
Advisors at this office
1
Most active in
New York · South Carolina
Also doing business as
Adirondack Retirement Strategies · Adirondack Retirement Strategies LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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