Adler Financial

Adler Financial provides discretionary and non‑discretionary investment management and financial planning/consulting to a broad set of clients, including individuals, trusts and estates, pension and profit‑sharing plans, charitable/non‑profit organizations, corporations and investment companies. Services described in the brochure include portfolio management across equities, fixed income, ETFs, options and insurance products, along with pension consulting and tax preparation/representation.

The firm’s investment process combines fundamental and quantitative analysis and uses both fundamental and technical inputs to tailor asset allocation and security selection to each client’s objectives, time horizon and risk tolerance. Accounts are reviewed on a regular basis (at least monthly) and reporting is provided through the custodian platform the firm uses for client accounts.

What is noteworthy relative to many peers is the firm’s engagement with institution‑type clients — including investment company clients, pension consulting and other portfolio management for institutional and corporate entities — and its work with charitable organizations. The brochure also discloses that the firm facilitates insurance product sales through a commission‑sharing arrangement with RetireOne and offers tax preparation services via an affiliated Enrolled Agent, both of which are potential sources of conflicts that the firm states it will disclose and manage.