Adriatic Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Adriatic Wealth Management LLC provides portfolio management and pension consulting to individuals and a small set of institutional clients, including pension and profit‑sharing plans, banks, and investment companies. Services described in the brochure include individualized Investment Policy Statements, ongoing discretionary and non‑discretionary portfolio management, and pension plan support such as written plan development and manager selection.
The firm’s investment process is IPS‑driven with at least quarterly reviews and direct management of client assets rather than use of third‑party advisers. Methods of analysis listed include charting, fundamental, quantitative, and technical approaches, and the firm may employ a range of strategies — including long‑ and short‑term trading, margin, options, ETFs and private placements — tailored to client objectives and risk tolerances.
What is distinctive is the combination of a small, boutique client base with explicit pension‑consulting capabilities (including recommending managers and monitoring plan investments), a service offering that is uncommon among independent solo advisers. The brochure also notes operational practices that differ from many peers — managing all assets in‑house, potential receipt of soft‑dollar benefits from brokers, and not aggregating trades across multiple client accounts — factors that can influence execution, research access, and account administration.
Client services
Expertise
Fee options
$0 - $49,999: 1.50% $50,000 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.75% $10,000,001+: 0.60%
Account minimum: $50,000
Main office
14 Betmarlea Rd
Norwalk CT 06850
Advisors at this office
1
Most active in
Connecticut · New York · Texas
Also doing business as
Adriatic Wealth Management LLC · Highbridge Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)