Aduna Capital

Aduna Capital provides discretionary investment management to a range of clients, including individuals, high net worth individuals, trusts, estates, charitable organizations and business entities, and documents that it tailors advice to clients’ objectives and risk tolerances. The firm describes its services as focused on equities, mutual funds, ETFs, fixed income and options, and does not impose an account minimum.

The firm describes a multi-faceted investment process that combines bottom-up and top-down analysis with both fundamental and technical methods, and it discloses trading in options and other derivatives as part of its strategies and separately managed accounts. Aduna Capital also notes it may engage sub‑advisors, executes trades through custodians such as Interactive Brokers, Charles Schwab, Betterment Securities and AngelList, and generally manages accounts on a discretionary basis.

Noteworthy for a small independent adviser, the brochure discloses an affiliation by common ownership with an insurance company (QJJJJ56) while indicating the owner is not an active participant in that insurance business, and the principal also lists other outside business activities (including Aduna Travel LLC and prior insurance roles). The firm’s managing member also serves as chief compliance officer with no internal supervision placed over him, and the combination of declared options/derivatives trading and an insurance-affiliated owner is uncommon among peers.