A complete list of active advisors currently associated with Advent Capital LLC

Warmer can help you find a great advisor at Advent Capital LLC or one who fits your needs even better.

Advent Capital LLC provides discretionary portfolio management and investment supervisory services primarily to individual and high‑net‑worth clients, overseeing roughly $66.6 million in regulatory assets across about 108 accounts with two advisors. The firm documents each client’s situation in an Investment Policy Statement and generally advises on mutual funds, equities, bonds, ETFs, REITs and government securities. The firm combines fundamental and technical analysis and implements a range of strategies from long‑term investing to short‑term trading, including short sales, margin transactions, and options writing, typically with discretionary authority. Client accounts are reviewed at least monthly by firm management, and clients receive regular custodial reporting. Notably, Advent Capital offers performance‑based fee arrangements to qualified investors — an option relatively uncommon among peers — and is affiliated with licensed insurance agents, with the brochure disclosing that commissionable insurance products may be recommended and could create conflicts of interest. The firm manages all client assets internally rather than selecting third‑party managers, uses custodians including Charles Schwab and Interactive Brokers, and describes policies intended to address conflicts that arise from managing both performance‑fee and standard accounts.

To learn more about the advisors currently working at Advent Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.