Advent Capital Strategies, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management and retirement-plan consulting to individuals, families, trusts and employer‑sponsored plans, including church 403(b) and company 401(k) arrangements, and it also works with charitable organizations and corporate or business clients. The firm’s disclosures indicate it serves a relatively small number of accounts overall but reports a client mix that includes a broader set of institutional clients such as pension/profit‑sharing plans, insurance companies, banking or thrift institutions, state or municipal entities, other investment advisers, and sovereign‑wealth‑type clients.
Advent’s investment approach emphasizes passive, asset‑class‑based portfolios built primarily with index mutual funds and ETFs, with client objectives, time horizons, and risk tolerances used to set tailored asset allocation targets and investment policies. Portfolios are managed on a discretionary basis and the firm also uses model portfolios available through its custodian’s model marketplace while providing plan‑level services such as investment menu design and participant education for retirement plans.
What is distinctive for a one‑advisor, lower‑AUM independent adviser is the reported breadth of institutional and plan clients alongside its individual clients, an uncommon mix for firms of this size. The firm is affiliated with a separate entity that provides financial education and coaching, and the brochure discloses the principal’s outside roles in ministry and financial education as separate activities that the firm says do not affect its advisory responsibilities.
Client services
Expertise
Fee options
One-time Retirement Plan Setup Fee: $1,500 for church 403(b) plans (up to 5 participants), $3,500 for company 401(k) plans (up to 5 participants), plus $50 per additional participant over 5; One-time Administration Fee of $525 per investment management household.
$1 - $249,999: 1.00% $250,000 - $399,999: 0.95% $400,000 - $549,999: 0.90% $550,000 - $849,999: 0.85% $850,000 - $999,999: 0.70% $1,000,000 - $2,499,999: 0.60% $2,500,000+: Negotiable
Minimum fee: $1,200 per year ($100/month) for investment management Fee-only: Investment management and retirement plan consulting fees; no commission-based compensation.
Main office
Port Orchard WA
Advisors at this office
1
Most active in
Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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