A complete list of active advisors currently associated with Advice & Planning Services LLC

Warmer can help you find a great advisor at Advice & Planning Services LLC or one who fits your needs even better.

Advice & Planning Services LLC provides portfolio management and financial planning services primarily to individual and high-net-worth investors. The firm reports managing roughly $187 million in client assets across 319 client relationships and offers both discretionary and non-discretionary services with individualized Investment Policy Statements for each client. The firm uses model portfolios and a mix of analytical techniques — including modern portfolio theory, quantitative, fundamental, technical, and charting analysis — and generally pursues a long-term trading approach. It primarily recommends ETFs to a majority of clients, documents risk tolerances in written IPSs, and conducts at least quarterly reviews of client accounts. What is distinctive about the firm is that one or more of its principals also operates as a registered representative of a broker-dealer and is licensed to sell insurance products, a relationship that the brochure discloses can result in commission-based recommendations and associated conflicts that are documented for clients. The firm also manages client assets in-house (does not select third‑party managers), participates in an institutional custodial program that can provide soft‑dollar benefits, and operates with a relatively high client load given its two-advisor structure.

To learn more about the advisors currently working at Advice & Planning Services LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.