Advisor Financial Services, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$62,493,222
Clients
220
Advisors
1
of 2 employees
About
Advisor Financial Services, Inc. is an SEC-registered independent investment adviser that serves individuals, corporations, pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and, under separate engagements, tax planning, tax preparation, and limited accounting and business consulting.
The firm typically implements long-term, diversified strategies using standardized model portfolios as a starting point and tailors allocations based on client discussions of goals, tax considerations, and risk tolerance. To support ongoing monitoring and client communication for its substantial client base, the firm provides an interactive financial planning platform, an online client portal, and quarterly custodial reporting to complement its portfolio management process.
Compared with many independent advisers, the firm manages an unusually large number of client relationships per advisor and relies on model-driven processes and technology to scale its service delivery. The firm’s advisory practice is closely connected to accounting services—its supervised persons also provide tax and accounting services through separate engagements—and it administers employer SIMPLE IRA arrangements using American Funds’ platform, with disclosures about servicing compensation and fee offsets.
Client services
Expertise
Fee options
Financial planning minimum fee $1,500, subject to reduction or waiver by agreement
$100 - $250,000: 1.0% annually (General Assets) $250,001 - $500,000: 0.85% annually (General Assets) $500,001 - $1,000,000: 0.70% annually (General Assets) $1,000,001+: 0.5% annually (General Assets) $100 - $250,000: 1.5% annually (Equity Assets) $250,001 - $500,000: 1.25% annually (Equity Assets) $500,001 - $1,000,000: 1.0% annually (Equity Assets) $1,000,001+: 0.75% annually (Equity Assets)
Up to $325 per hour (negotiable) for investment advice and projects
Account minimum: $20,000 Minimum fee: Minimum annual fee of $100 Fee-only: Hourly rates up to $325 per hour for investment advice and project fees; financial planning minimum fee $1,500 (may be reduced or waived)
Main office
1 Taconic Pl
Chatham NY 12037, United States
Most active in
New York · Virginia
Also doing business as
Advisor Financial & Tax Dba · Advisor Financial Services Inc · Advisor Financial Services Inc. · Advisor Financial Services, Inc. · David C. Luck, Cpa Pc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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