A complete list of active advisors currently associated with Advisors Asset Management, Inc.

Warmer can help you find a great advisor at Advisors Asset Management, Inc. or one who fits your needs even better.

Advisors Asset Management, Inc. provides advisory services primarily to individual clients, offering financial planning and consulting as well as referrals to third‑party money managers. The firm also offers insurance products through an affiliated insurance business and assists clients with paperwork and ongoing service related to those arrangements. Instead of directly managing client portfolios, the firm acts as a liaison to third‑party managers (including Gradient Investments), delivering required disclosures, facilitating account setup, and reviewing quarterly statements while receiving referral and ongoing fee shares from the manager. The firm does not accept discretionary trading authority or custody of client assets, and financial planning is offered on an hourly basis rather than through an in‑house asset management program. Noteworthy distinctions include prior disclosure events involving consent orders with state insurance regulators in 2017 related to an annuity suitability matter and a subsequent nondisclosure issue, which resulted in fines; such regulatory history is uncommon among peers. The firm’s material affiliation with an insurance business (with a substantial portion of the owner’s time devoted to that activity) and reliance on insurance commissions plus fee‑sharing and incentive arrangements with a third‑party manager — together with the absence of direct percentage‑of‑AUM billing or in‑house portfolio management — set it apart from many independent single‑advisor firms.

To learn more about the advisors currently working at Advisors Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.